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November 29, 2015 2:47 AM ET

Capital Markets

Company Overview of Providence Capital, Inc.

Company Overview

Providence Capital, Inc. is an investment bank, which specializes in corporate governance and stockholder matters. The company represents the interests of institutional investors by fostering strategic change. The firm has led numerous shareholder initiatives at companies such as ICN Pharmaceuticals Inc., Aetna Inc., Ashland Inc., Digital Equipment Corporation, and COMSAT Corporation. Providence Capital, Inc. was founded in 1991 and is headquartered in New York, New York.

730 Fifth Avenue

Suite 1002

New York, NY 10019

United States

Founded in 1991





Key Executives for Providence Capital, Inc.

Age: 67
Compensation as of Fiscal Year 2015.

Providence Capital, Inc. Key Developments

United States Antimony Corporation Files Complaint against Herbert A. Denton and Providence Capital, Inc

On October 21, 2015, United States Antimony Corporation filed a complaint against Herbert A. Denton and Providence Capital, Inc., in the United States District Court for the District of Montana, Missoula Division, alleging the following: (i) noncompliance, violation and breach of a Consulting Agreement, Settlement Agreement, and Supplemental Settlement Agreement, (ii) communications with shareholders of United States Antimony Corporation, by Mr. Denton and Providence Capital, Inc., which have included false information, in violation of federal securities laws, and (iii) solicitation of proxies, from shareholders, in violation of reporting and disclosure requirements of federal securities laws.

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