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April 27, 2015 10:01 AM ET

Capital Markets

Company Overview of Brock Capital Group LLC

Company Overview

Brock Capital Group LLC provides financial advisory services. The firm offers private capital raising, restructuring, reorganization, and mergers and acquisitions advisory services. Additionally, it provides corporate advisory services including corporate strategy, profit improvement, board governance and organization, performance improvement programs, asset deployment, and top management relationships. The firm caters to energy; transportation; life sciences and pharmaceuticals; financial services; natural resources, basic metals, and chemicals; consumer products; media, technology, and telecommunications; and real estate sectors. Brock Capital Group LLC is based in New York, New York.

622 Third Avenue

Floor 12

New York, NY 10017

United States

Phone:

212-209-3000

Fax:

212-209-3030

Key Executives for Brock Capital Group LLC

Chairman and Chief Executive Officer
Age: 70
Senior Managing Director
Senior Managing Director
Age: 71
Senior Managing Director
Age: 64
Senior Managing Director
Compensation as of Fiscal Year 2014.

Brock Capital Group LLC Key Developments

Phillip J. Harrington, Jr. Joins Brock Capital Group LLC as Senior Managing Director

Brock Capital Group LLC announced that Phillip J. Harrington, Jr. has joined the firm as a senior managing director, focusing on corporate and fiduciary advisory services, M&A consulting, and private equity and venture capital. Mr. Harrington is a senior financial services and technology executive who adds significant operating, risk and regulatory experience to the firm. Previously, Mr. Harrington served as Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies. He had global accountability for Information Technology, Human Resources, Real Estate and Facilities, Risk Management and Internal Controls, Sustainability, Procurement, Supply Chain, Employee and Customer Education, and Corporate Travel and Aviation. He was a member of the company's Investment Committee and chaired the company's Information Technology Security Council.

Brock Capital Group, LLC Announces the Promotion of Christoph T. Bene to Managing Director

Brock Capital Group, LLC announced the promotion of Christoph T. Bene to managing director, focusing on M&A, strategic and corporate advisory services, following an affiliation with the firm since 2013. Mr. Bene is a senior banker and corporate executive with extensive global expertise helping clients and businesses execute transformational corporate change management. Most recently, he worked as a financial advisor and consultant, helping numerous corporate clients and businesses around the world in strategy, growth, and operational excellence.

Brock Capital Group LLC Appoints Susan Davenport Austin as Senior Managing Director

Brock Capital Group LLC announced that Susan Davenport Austin has joined the firm as a senior managing director focusing on strategic and corporate advisory services. Ms. Austin continues to serve as Vice Chairman of Sheridan Broadcasting Corporation and brings a wealth of experience as a seasoned board member, senior broadcasting executive, and corporate finance expert. Ms. Austin currently serves on boards of Broadcast Music Inc. (Chairman), the Prudential Variable Annuities Funds, Hubbard Radio, LLC, and the MacDowell Colony (President).

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