February 23, 2017 7:18 AM ET

Capital Markets

Company Overview of Brock Capital Group LLC

Company Overview

Brock Capital Group LLC provides financial advisory services. The firm offers private capital raising, restructuring, reorganization, and mergers and acquisitions advisory services. Additionally, it provides corporate advisory services including corporate strategy, profit improvement, board governance and organization, performance improvement programs, asset deployment, and top management relationships. The firm caters to energy; transportation; life sciences and pharmaceuticals; financial services; natural resources, basic metals, and chemicals; consumer products; media, technology, and telecommunications; and real estate sectors. Brock Capital Group LLC is based in New York, New York.

622 Third Avenue

Floor 12

New York, NY 10017

United States





Key Executives for Brock Capital Group LLC

Chairman and Chief Executive Officer
Age: 72
Senior Managing Director
Senior Managing Director
Age: 73
Senior Managing Director
Age: 66
Senior Managing Director
Compensation as of Fiscal Year 2016.

Brock Capital Group LLC Key Developments

Jeremy Josse Joins Brock Capital Group LLC as Managing Director

Brock Capital Group LLC announced that Jeremy Josse has joined the firm as a Managing Director. Jeremy has over twenty years of experience covering the Financial Institutions sector, specializing in highly structured capital raising debt, equity, hybrid equity, tier 1 and tier 2 bank capital and preferred securities, financial restructurings and solvency opinions, equity and debt valuations and fairness opinions, mergers and acquisitions, and financial services product structuring and strategic advisory. Prior to joining Brock Capital, Jeremy served as a director and then co-head of the US Financial Institutions Group at Rothschild over ten years, in London and New York, providing a wide range of investment banking services within Rothschild's Financial Institutions team. He also spent five years at Schroder Salomon (Citigroup) and three years in KPMG's financial services practice.

Brock Capital Group LLC Presents at 16th Annual Biotech in Europe Forum, Sep-27-2016

Brock Capital Group LLC Presents at 16th Annual Biotech in Europe Forum, Sep-27-2016 . Venue: MCH Messe Schweiz (Basel) AG, Messepl. 21, CH-4058 Basel, Switzerland.

Phillip J. Harrington, Jr. Joins Brock Capital Group LLC as Senior Managing Director

Brock Capital Group LLC announced that Phillip J. Harrington, Jr. has joined the firm as a senior managing director, focusing on corporate and fiduciary advisory services, M&A consulting, and private equity and venture capital. Mr. Harrington is a senior financial services and technology executive who adds significant operating, risk and regulatory experience to the firm. Previously, Mr. Harrington served as Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies. He had global accountability for Information Technology, Human Resources, Real Estate and Facilities, Risk Management and Internal Controls, Sustainability, Procurement, Supply Chain, Employee and Customer Education, and Corporate Travel and Aviation. He was a member of the company's Investment Committee and chaired the company's Information Technology Security Council.

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Recent Private Companies Transactions

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