September 29, 2016 1:30 PM ET

Internet Software and Services

Company Overview of Dynasty Financial Partners, LLC

Company Overview

Dynasty Financial Partners, LLC provides investment and technology platforms for independent financial, investment, and wealth management advisors. The company’s solutions include open-architecture technology platform comprising contact management and financial planning systems, investment analytics technologies, proposal generation, multi-source institutional investment research, data aggregation and performance reporting systems, and custodial services. Its solutions also include open-architecture wealth management platform that covers traditional capital markets, institutional quality traditional and alternative investment manager research, separately managed funds, estate and trust capab...

1330 Avenue of the Americas

39th Floor

New York, NY 10019

United States

Founded in 2010

Phone:

212-373-1000

Fax:

212-373-1050

Key Executives for Dynasty Financial Partners, LLC

Chief Executive Officer, President, Partner and Director
Co-Founder, Chief Operating Officer, Partner, Director and Member of Investment Committee
Founder and Director of Relationship Management & Transition Services
Chief Financial officer and Partner
Senior Vice President and Director of Marketing
Compensation as of Fiscal Year 2016.

Dynasty Financial Partners, LLC Key Developments

Elizabeth Van Walleghem and Thomas J. Butler III Partners with Dynasty Financial Partners to Launch Maximai Investment Partners, a New Firm

Elizabeth van Walleghem and Thomas J. Butler III, reported that they have left Merrill Lynch and are partnering with Dynasty Financial Partners to launch a new firm, MAXIMAI Investment Partners. MAXIMAI Investment Partners is an independent boutique investment advisory firm focused on working with ultra-high-net worth entrepreneurs and families from around the world. In addition to Butler and van Walleghem, Alejandro Behrens, Daniella Viete, and Ana Bueso are joining MAXIMAI all from the Merrill Lynch Miami Latam Complex. MAXIMAI provides concierge services to those entrepreneurs and families with international financial interests, and also provides a keen understanding of the entrepreneurial perspective and the Latin American experience.

Matthew Marsh to Join Dynasty Financial Partners as Director of Investment Solutions

Dynasty Financial Partners announced that Matthew Marsh will join the firm as Director of Investment Solutions. Mr. Marsh will be responsible for leading investments solutions in the Western and Central Divisions for Dynasty’s Advisory Firms, including the Dynasty TAMP, portfolio model management and rebalancing, SMA and UMA solutions, hedge funds, private equity, and capital markets. Mr. Marsh will work closely with Scott Welch, Chief Investment Officer, and Michael Moriarty, Director of Investment Platforms, to provide Dynasty's network of Advisory Firms with technology and research to solve clients' investment needs. He will report to Todd Thomson, Dynasty Financial Partners' Chairman who also chairs Dynasty’s Investment Committee. He will split time between Dynasty’s San Francisco and Chicago corporate offices. Mr. Marsh will build on Dynasty's success as a leading Turnkey Asset Management Program (TAMP) investment platform for independent advisors.

Dynasty Financial Partners Unveils Core Value Pillars

Dynasty Financial Partners unveiled its proprietary Core Value Pillars: seven pillars that outline their expanded services and offerings. The Dynasty Network is comprised of advisors who have recently made their way to independence from the wire-houses or IBD’s, as well as a growing number of existing RIA's who were looking for an integrated partner to drive their next phase of growth and a community of like-minded elite advisors to join. When an independent firm is powered by Dynasty, the advisors continue to own and operate their own business while having access to the scale, intellectual capital, practice management, proprietary desktop technology, and an advisory community of a much larger firm and network. Dynasty’s Core Values Pillars that are provided to support each Network firm’s growth include: Dynasty Community includes Dynasty’s Annual Summit, Regional Peer Events and Education Series. Dynasty Technology includes a proprietary advisor platform the Dynasty Desktop, custom-designed CRM, billing, financial planning; performance reporting, and Dynasty digital client solution including the Dynasty client portal and Dynasty iPhone App. Dynasty Finance includes P&L budgeting & capital sourcing, bookkeeping, mergers & acquisitions support, and succession planning and structuring. Dynasty Investments/Operations includes investment research and consulting, research center and analytical tools, Dynasty TAMP and Capital Markets/Investment Banking. Dynasty Marketing includes brand/marketing strategy, communications, client experience and digital marketing. Dynasty Compliance includes legal structure & governance, RIA Registration and Licensing, Dynasty Compliance Services and Network compliance support. Dynasty Practice Management includes business design & consulting, implementation & transition services, dedicated regional management and business operations.

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