January 22, 2017 8:43 AM ET

Capital Markets

Company Overview of Newbridge Securities Corporation

Company Overview

Newbridge Securities Corporation provides securities brokerage and investment banking services. The company’s services include account protection, investment banking, assets and funds management, retirement services, and investment strategies. The company is based in Fort Lauderdale, Florida. As of August 10, 2000, Newbridge Securities Corporation operates as a subsidiary of Newbridge Financial, Inc.

1451 West Cypress Creek Road

Suite 204

Fort Lauderdale, FL 33309-1953

United States

Founded in 2001

Phone:

954-334-3450

Fax:

954-229-9937

Key Executives for Newbridge Securities Corporation

Co-Chief Executive Officer
Co-Chief Executive Officer and President
Chief Financial Officer
Age: 53
Chairman, Chief Executive Officer of Newbridge Financial Inc and President of Newbridge Financial Inc
Age: 60
Senior Vice President of Fixed Income Trading
Compensation as of Fiscal Year 2016.

Newbridge Securities Corporation Key Developments

FINRA Fines Newbridge Securities Corporation, Beta Capital Management, LLC and Atlas One Financial Group, LLC for Allegedly Failing to Report Information on Certain Transactions Within Required Time Frame

FINRA fined Newbridge Securities Corp., Beta Capital Management LLC and Atlas One Financial Group LLC for failing to report certain transactions within the required time frame, according to the regulator's list of disciplinary actions for August. Newbridge Securities agreed to pay FINRA $22,500 over charges that the company failed to report information concerning 70 purchase and sale transactions effected in municipal securities for customers to the real-time transaction reporting system within the required time frame. Beta Capital reached a $7,500 settlement with the regulator over charges that the company failed to report in a timely manner certain transactions in Trade Reporting and Compliance Engine-eligible corporate debt securities. Atlas One Financial also agreed to a $25,000 settlement with FINRA relating to charges that the company failed to report in a timely manner certain transactions in TRACE-eligible securitized products between April 1, 2014, and June 30, 2014. The companies agreed to settle without admitting to or denying the regulator's charges.

Bruce Jordan Joins Newbridge Securities Corporation as the Managing Director of Investment Banking

Newbridge Securities Corporation announced the addition of Bruce Jordan as its Managing Director of Investment Banking. Mr. Jordan has been involved with Investment Banking for over twenty years. Most notably, he was the President of Midtown Partners from 2001 to 2011.

Leonard Sokolow Joins as Chairman of Newbridge Securities Corporation

Newbridge Financial Inc. announced that Leonard Sokolow will serve as the Chairman of the Company’s main subsidiary, Newbridge Securities Corporation. Mr. Sokolow is one of the most widely respected authorities in the public markets. He brings more than two decades of highly sophisticated investment banking and managerial experience to Newbridge. His renowned in corporate finance is self-evident. Mr. Sokolow previously served as President and Vice Chairman of National Holdings Corporation, a broad-based international finance Company founded in 1947; Co-Founder, Chairman, and Chief Executive Officer of vFinance Inc. and Chairman of vFinance Investments Inc. In addition, he is on the Board of Directors and is Chairman of the Audit Committee as well as a member of the Nominations and Corporate Governance Committee of Consolidated Water Company Ltd. and is on the Board of Directors and Chairman of the Audit Committee of Alberta Oil Sands Inc. Practicing corporate, securities and international tax law, Mr. Sokolow was a founding attorney and a partner in a boutique Miami, Florida law firm serving international, corporate, and banking clients.

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Recent Private Companies Transactions

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Date
Target
No transactions available in the past 12 months.
 

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