January 20, 2017 11:21 PM ET

Capital Markets

Company Overview of Pershing LLC

Company Overview

Pershing LLC provides technology, operational, trading, investment, and practice management solutions to help financial services firms and advisors. It develops communications and data processing systems to provide financial organizations with control and access to information, including trade/order processing browse and corrections; customized compliance analysis and reporting; new account openings and changes; client information, including activity, positions, and balances; dial-up and Internet-accessible brokerage workstation; reorganization and ACAT status; commission and bond calculators; bond order entry system; real-time market data; and interactive voice response services. It also of...

One Pershing Plaza

10th Floor

Jersey City, NJ 07399

United States

Founded in 1939





Key Executives for Pershing LLC

Chief Executive Officer
Chief Financial Officer
Chief Operating Officer
Member of Executive Committee and Chief Executive Officer of Pershing Advisor Solutions LLC
Chief Executive Officer of Investment Services for BNY Mellon and Vice Chairman of Investment Services for BNY Mellon
Compensation as of Fiscal Year 2016.

Pershing LLC Key Developments

Pershing Llc Launches New Mutual Fund and Exchange-Traded Fund Solutions

Pershing Llc has announced that it has launched new mutual fund and exchange-traded fund (ETF) solutions, offered by its affiliate, Lockwood Advisors Inc. The launch is intended to help investors starting to build wealth and help registered reps meet the Department of Labor's (DOL) fiduciary rule requirements. Pershing's new Lockwood WealthStart Portfolios mutual fund and ETF offering, along with new solutions provided by third-party providers, both feature a diverse range of asset allocation strategies and a minimum balance of USD 10,000. The new offering will be integrated into Pershing's NetX360 professional platform, and advisors can access them through Lockwood's turnkey managed account solution or by using Pershing's managed investments platform.

Advicent Launches New Integration with BNY Mellon’s Pershing to Create a Seamless Digital Experience for Users

Advicent announced an additional integration with Pershing to include integration between NetX360® and the NaviPlan® comprehensive financial planning tool. Pershing’s NetX360 is a technology platform for financial professionals. The integration allows advisors to seamlessly launch NaviPlan from NetX360. It also enables advisors to access NetX360 data in NaviPlan - including client demographics, accounts, and holdings through the integration. This ultimately creates a more seamless experience for users as they move from one application to another by saving time and reducing data entry errors, allowing advisors to focus on other business growth activities. The NaviPlan financial planning tool allows advisors to easily adapt to client needs through comprehensive, detailed plans or quick assessments while putting clients’ minds at ease with high data security and the most in-depth and precise plans in the industry. Client expectations are on the rise, and NaviPlan enables advisors to keep up with these demands.

Pershing LLC Launches Solutions and Resources to Help BNY Mellon to Comply with the Department of Labor's Conflict of Interest Rule

Pershing LLC announced its solutions and resources to help BNY Mellon comply with the Department of Labor's (DOL) Conflict of Interest rule. Over the past 18 months, Pershing has been working to help firms understand the rule and developing solutions, which it will soon start to roll out. Each of the solutions and resources are designed to help financial services firms address changes in the following key areas of transitioning to an advisory model, exemption compliance, supervision and surveillance.

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Recent Private Companies Transactions

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