August 25, 2016 1:23 PM ET

Capital Markets

Company Overview of Stifel Financial Corp.

Executive Profile

James Maclay Oates

Director, Chairman of Compensation Committee, Member of Executive Committee, Member of Audit Committee and Member of Risk Management/Corporate Governance Committee, Stifel Financial Corp.
AgeTotal Calculated CompensationThis person is connected to 157 Board Members in 157 different organizations across 159 different industries.

See Board Relationships
70$220,938

Background

Mr. James Maclay Oates, also known as Jim, has been Managing Director of Wydown Group since 1994. Mr. Oates served as the President and Chief Executive Officer at Neworld Bancorp., from 1984 to 1994. From 1983 to 1984, he served as the President and Chief Operating Officer at Burgess and Leith. He served as the President and Chief Operating Officer of Metro Bancholding Corporation from 1977 to 1983. He served as a Vice President of Centerre Bank, N.A. from 1973 to 1977. ...

Corporate Headquarters

501 North Broadway
St. Louis, Missouri 63102-2188

United States

Phone: 314-342-2000
Fax: --

Board Members Memberships

Trustee, Member of Audit Committee and Member of Governance & Nominating Committee
Chairman
Trustee
Trustee, Member of Audit Committee, Member of Governance and Nominating Committee and Member of Executive and Compliance Committee
Trustee, Member of Audit Committee, Member of Governance & Nominating Committee and Member of Executive & Compliance Committee
Trustee
Trustee
Chairman of The Board
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
1993-Present
Independent Trustee
1993-Present
Trustee
1993-Present
Trustee
1993-Present
Trustee, Member of Audit Committee, Member of Governance & Nominating Committee and Member of Executive & Compliance Committee
1996-Present
Director, Chairman of Compensation Committee, Member of Executive Committee, Member of Audit Committee and Member of Risk Management/Corporate Governance Committee
1997-Present
Trustee, Member of Audit Committee, Member of Governance and Nominating Committee and Member of Executive and Compliance Committee
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman
2004-Present
Chairman of John Hancock Trust
2004-Present
Chairman
2004-Present
Chairman of John Hancock Trust
2004-Present
Chairman of John Hancock Trust
2004-Present
Chairman of The Board of Trustees
2005-Present
Trustee, Member of Audit Committee, Member of Governance and Nominating Committee and Member of Executive and Compliance Committee
2005-Present
Trustee, Member of Audit Committee, Member of Governance & Nominating Committee and Member of Executive & Compliance Committee
2005-Present
Trustee, Member of Audit Committee, Member of Governance and Nominating Committee and Member of Executive and Compliance Committee
2005-Present
Independent Trustee of John Hancock Funds II
2005-Present
Trustee
2005-Present
Trustee of John Hancock Funds II
2005-Present
Independent Trustee of John Hancock Funds II
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Trustee of John Hancock Funds II
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Independent Trustee of John Hancock Funds II
2005-Present
Independent Trustee, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Independent Trustee of John Hancock Funds II
2005-Present
Trustee of John Hancock Funds II
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of the Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of the Board
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of the Board
2005-Present
Chairman of The Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of the Board
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of the Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman of the Board
2005-Present
Chairman of the Board, Member of Nominating Committee, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman, Member of Compliance Committee, Member of Investment Committee A and Member of Nominating Committee
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2005-Present
Chairman of The Board, Member of Compliance Committee, Member of Nominating Committee and Member of Investment Committee A
2006-Present
Independent Trustee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson and Chairman of Nominating & Governance Committee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee, Member of Audit Committee, Member of Compliance Committee, Member of Contracts, Legal & Risk Committee, Member of Investment Performance Committee A, Member of Investment Performance Committee B, Member of Investment Performance Committee C, Member of Investment Performance Committee D and Member of Investment Performance Committee E
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson and Chairman of Nominating & Governance Committee
2012-Present
Chairman
2012-Present
Chairperson
2012-Present
Chairman
2012-Present
Chairman
2012-Present
Chairperson
2012-Present
Chairman
2012-Present
Chairman
2012-Present
Chairperson, Chairman of Nominating & Governance Committee, Member of Audit Committee and Member of Investment Committee
2012-Present
Chairman, Chairman of Nominating & Governance Committee and Member of Investment Committee
2012-Present
Chairperson, Chairman of Nominating & Governance Committee and Member of Investment Committee
2013-Present
Independent Trustee, Member of Audit Committee and Member of Governance & Nominating Committee

Education

Unknown/Other Education
Harvard Business School
Unknown/Other Education
Harvard College

Other Affiliations

Annual Compensation

There is no Annual Compensation data available.

Stocks Options

There is no Stock Options data available.

Total Compensation

Total Calculated Compensation$220,938
 

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Company Lookup

COMPETITOR COMPENSATION

NamePosition/
Company
Compensation
Scott L. Beiser Chief Executive Officer, Senior Managing Director, Member of Board of Directors; and Chairman of Compensation Committee
Houlihan Lokey, Inc.
$2.1M
Ralph Lewis Schlosstein Chief Executive Officer, President and Director
Evercore Partners Inc.
$3.3M
Kenneth Marc Jacobs Chairman and Chief Executive Officer
Lazard Ltd.
$4.8M
Randal Alan Nardone J.D.Co-Founder, Chief Executive Officer, Principal and Director
Fortress Investment Group LLC
$8.0M
Kenneth D. Moelis Chairman and Chief Executive Officer
Moelis & Company
$400.0K
Compensation as of Fiscal Year 2016.

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