October 22, 2016 12:23 PM ET

Capital Markets

Company Overview of NYSE Regulation, Inc.

Executive Profile

James F. Duffy

Executive Vice President, General Counsel and Director, NYSE Regulation, Inc.
AgeTotal Calculated CompensationThis person is connected to 2 Board Members in 2 different organizations across 2 different industries.

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James F. Duffy serves as an Executive Vice President of NYSE Regulation, Inc. Mr. Duffy has also been General Counsel of NYSE Regulation and Executive Vice President of NYSE Euronext, Inc. since January 6, 2006. Mr. Duffy served as an Interim Chief Executive Officer of NYSE Regulation, Inc. since March 16, 2009. He works with the Global Corporate Client Group and the Corporate and Financial Compliance Departments, advising on eligibility, compliance and other listing ...

Corporate Headquarters

20 Broad Street
New York, New York 10005

United States

Phone: 212-656-4542
Fax: 212-656-5780

Board Members Memberships

Member of Board of Governors
Executive Vice President, General Counsel and Director


Fordham University
New York University School Of Law

Other Affiliations

Annual Compensation

There is no Annual Compensation data available.

Stocks Options

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Total Compensation

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