UBS O'Connor LLC Holdings in 3rd Quarter: 13F Alert
By -
Nov 14, 2011
The following is an analysis of UBS O'Connor LLC as of September 30, according to a filing with the U.S. Securities and Exchange Commission on 11/14/2011.
Top Positions by Market Value
Company Name Ticker Market Value Current Change
(USD $) Position In Position
Conagra Foods Inc CAG US 61,628,056 2,544,511 1,132,525
Kellogg Co K US 48,980,437 920,858 156,341
Newell Rubbermaid Inc NWL US 44,642,773 3,760,975 -427,138
Johnson & Johnson JNJ US 44,453,646 697,969 169,742
AvalonBay Communities Inc AVB US 43,615,343 382,423 140,421
Danaher Corp DHR US 43,008,463 1,025,476 -1,204,507
Energizer Holdings Inc ENR US 42,453,300 638,972 265,741
Equinix Inc EQIX US 39,569,768 445,455 115,959
Sanderson Farms Inc SAFM US 36,978,892 778,503 180,787
FedEx Corp FDX US 36,605,202 540,857 -155,758
Top New Buys by Market Value
Company Name Ticker Market Value Current Change
(USD $) Position In Position
Union Pacific Corp UNP US 31,570,927 386,567 386,567
Pall Corp PLL US 30,230,734 712,989 712,989
Apollo Group Inc-Cl A APOL US 27,800,239 701,849 701,849
Altria Group Inc MO US 22,589,811 842,589 842,589
Noble Corp NE US 18,444,186 628,422 628,422
Top Sell Outs by Market Value
Company Name Ticker MV Change Current Change
(USD $) Position In Position
Emerson Electric Co EMR US -83,618,438 0 -1,486,550
Tyco International Ltd TYC US -52,389,671 0 -1,059,876
Transatlantic Holdings Inc TRH US -34,458,686 0 -703,095
Marsh & Mclennan Cos MMC US -24,474,793 0 -784,700
Northrop Grumman Corp NOC US -23,197,020 0 -334,492
Top Position Increases by Market Value
Company Name Ticker MV Change Current Change
(USD $) Position In Position
eBay Inc EBAY US 28,565,375 1,026,533 973,633
Conagra Foods Inc CAG US 25,184,697 2,544,511 1,132,525
Thermo Fisher Scientific Inc TMO US 24,000,467 545,784 489,284
Gardner Denver Inc GDI US 20,584,790 442,512 352,841
Aetna Inc AET US 19,713,368 621,575 556,375
Top Position Decreases By Market Value
Company Name Ticker MV Change Current Change
(USD $) Position In Position
Danaher Corp DHR US -75,158,336 1,025,476 -1,204,507
Eaton Corp ETN US -49,654,501 275,669 -879,642
WellPoint Inc WLP US -37,503,741 162,200 -448,339
FedEx Corp FDX US -29,468,731 540,857 -155,758
Coca-Cola Co/The KO US -28,908,447 268,449 -430,687
SOURCE: SEC 13F-HR
FILER: UBS O'Connor LLC
QUARTER ENDED: 09/30/2011
SEC RECEIVED: 11/14/2011
To contact the reporter on this story: Chris Cappucci in Princeton at ccappucci1@bloomberg.net.
To contact the editor responsible for this story: Rodney Yap at ryap@bloomberg.net.