Nasdaq ‘Threshold’ Securities for Aug. 25
By -
Aug 26, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATRN ATRINSIC, INC COM STK 9
BLOAQ BLOCKBUSTER INC CL-A 94
CMZPD COMPTON PETE CORP ORD SHS (CDA 5
CTCC CITY CAPITAL CORPORATION 6
DBTB Debut Broadcasting Corporation 4
ECPL ECOPLUS INC. COMMON STOCK 8
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Consecutive Days
Ticker Security Name on List
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ESLRQ EVERGREEN SOLAR INC 3
EXTO EXIT ONLY INC 11
FEEL FEEL GOLF CO INC COM STK (CA) 2
GURE GULF RESOURCES, INC. NEWCOMMON 2
HOGS ZHONGPIN INC COM STK 15
HRBN HARBIN ELEC INC 57
INDY ISHARES S&P INDIA NIFTY 50 IND 7
MEMI MIRACLE ENTERTAINMENT INC 8
MOBI SKY -MOBI LIMITED ADS 9
MOTR MOTRICITY INC COM STK (DE) 5
MRPZY MR PRICE GROUP LTD UNSPONSORED 3
MSHL MARSHALL EDWARDS INC COM STK ( 1
PLZLY POLYUS GOLD INTL LTD SPON GDR 3
PNSN PENSON WORLDWIDE INC COM STK 7
QTWW QUANTUM FUEL SYS TECHNOLOGIES 4
ROYL ROYALE ENERGY INC 7
RXAC RESOURCE EXCHANGE AMER CORP CO 6
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Consecutive Days
Ticker Security Name on List
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SBGSY Schneider Electric Sa Unsponso 5
SNOFF SINA-FOREST CORP SUB VTG(F) 22
SONVY Sonova Holding AG Unsponsored 4
SVCBY SVENSKA CELLULOSA B SPONS ADR 6
TISA TOP IMAGE SYS LTD 3
TNTEY TNT EXPRESS N V ADR (NLD) 1
TQQQ PROSHARES ULTRAPRO QQQ 16
TRMAQ TRICO MARINE SERVICES INC NEW 5
UIBT UNIVERSAL ICE BLAST INC NEW 15
VCIT VANGUARD INTERMEDIATE-TERM COR 12
VCRT VICOR TECHNOLOGIES INC NEW COM 3
VCSH VANGUARD SHT-TERM CORP BD ETF 14
VGIT VANGUARD INTERMEDIATE-TERM GOV 8
VGSH VANGUARD SHT-TRM GOVT BD ETF 9
VONV VANGUARD RUSSELL 1000 VALUE ET 6
VXUS VANGUARD STAR FD VANGUARD TOTA 12
WTKWY WOLTERS KLUWER NV SPONS ADR 4
YRCW YRC WORLDWIDE INC 38
ZAGG ZAGG INCORPORATED COM STK 3
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net