Nasdaq ‘Threshold’ Securities for Aug. 24
By -
Aug 24, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATRN ATRINSIC, INC COM STK 8
BLOAQ BLOCKBUSTER INC CL-A 93
BWOW WOWJOINT HLDIGS LTD COM STK (C 5
CIBEY COMMERCIAL INTERNATIONAL BK LT 8
CMZPD COMPTON PETE CORP ORD SHS (CDA 4
CTCC CITY CAPITAL CORPORATION 5
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Consecutive Days
Ticker Security Name on List
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DBTB Debut Broadcasting Corporation 3
ECPL ECOPLUS INC. COMMON STOCK 7
ESLRQ EVERGREEN SOLAR INC 2
EXTO EXIT ONLY INC 10
FEEL FEEL GOLF CO INC COM STK (CA) 1
GURE GULF RESOURCES, INC. NEWCOMMON 1
HOGS ZHONGPIN INC COM STK 14
HRBN HARBIN ELEC INC 56
INDY ISHARES S&P INDIA NIFTY 50 IND 6
MEMI MIRACLE ENTERTAINMENT INC 7
MOBI SKY -MOBI LIMITED ADS 8
MOTR MOTRICITY INC COM STK (DE) 4
MRPZY MR PRICE GROUP LTD UNSPONSORED 2
PLZLY POLYUS GOLD INTL LTD SPON GDR 2
PNSN PENSON WORLDWIDE INC COM STK 6
QTWW QUANTUM FUEL SYS TECHNOLOGIES 3
ROYL ROYALE ENERGY INC 6
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Consecutive Days
Ticker Security Name on List
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RXAC RESOURCE EXCHANGE AMER CORP CO 5
SBGSY Schneider Electric Sa Unsponso 4
SKYY FIRST TRUST ISE CLOUD COMPUTIN 5
SNOFF SINA-FOREST CORP SUB VTG(F) 21
SONVY Sonova Holding AG Unsponsored 3
SVCBY SVENSKA CELLULOSA B SPONS ADR 5
TISA TOP IMAGE SYS LTD 2
TQQQ PROSHARES ULTRAPRO QQQ 15
TRMAQ TRICO MARINE SERVICES INC NEW 4
UIBT UNIVERSAL ICE BLAST INC NEW 14
VCIT VANGUARD INTERMEDIATE-TERM COR 11
VCRT VICOR TECHNOLOGIES INC NEW COM 2
VCSH VANGUARD SHT-TERM CORP BD ETF 13
VGIT VANGUARD INTERMEDIATE-TERM GOV 7
VGSH VANGUARD SHT-TRM GOVT BD ETF 8
VONV VANGUARD RUSSELL 1000 VALUE ET 5
VTWV VANGUARD RUSSELL 2000 VALUE ET 7
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Consecutive Days
Ticker Security Name on List
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VXUS VANGUARD STAR FD VANGUARD TOTA 11
WTKWY WOLTERS KLUWER NV SPONS ADR 3
YRCW YRC WORLDWIDE INC 37
ZAGG ZAGG INCORPORATED COM STK 2
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net