Nasdaq ‘Threshold’ Securities for Aug. 8
By -
Aug 9, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AUNFF AURCANA CORP 12
BLOAQ BLOCKBUSTER INC CL-A 81
CELO CEELOX INC. COMMON STOCK 7
DEGH DOUBLE EAGLE HOLDINGS, LTD. CO 8
GFNL GENESIS FINL INC 4
GGCRF SILVERMEX RESOURCES, INC. ORDI 81
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Consecutive Days
Ticker Security Name on List
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HOGS ZHONGPIN INC COM STK 2
HRBN HARBIN ELEC INC 44
IGXT INTELGENX TECHNOLOGIES CORP CO 12
KONE KINGTONE WIRELESSINFO SOLUTION 6
KWICW KENNEDY-WILSON HOLDINGS, INC. 3
LATI LATTITUDE SOLUTIONS. INC 8
MSHL MARSHALL EDWARDS INC COM STK ( 2
MURZY MURRAY & ROBERTS HLDG LTD ORD 2
NGSX NEUROGESX, INC. (DELAWARE) 3
ORVMF ORVANA MINERALS CORP (F) 2
PEUGY PEUGEOT S A SPONS ADR-NEW- 2
PSCD POWERSHARES S&P SMALLCAP CONSU 18
PSCE POWERSHARES S&P SMALLCAP ENERG 6
RELM RELM HOLDINGS INC. COM 6
ROSG ROSETTA GENOMICS LTD ORD SHS N 4
SINO SINO-GLOBAL SHIPPING AMERICA.L 3
SKYY FIRST TRUST ISE CLOUD COMPUTIN 17
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Consecutive Days
Ticker Security Name on List
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SNOFF SINA-FOREST CORP SUB VTG(F) 9
TNTEY TNT EXPRESS N V ADR (NLD) 14
TQQQ PROSHARES ULTRAPRO QQQ 3
TZOO TRAVELZOO INC 15
UIBT UNIVERSAL ICE BLAST INC NEW 2
VCSH VANGUARD SHT-TERM CORP BD ETF 1
YRCW YRC WORLDWIDE INC 25
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net