Nasdaq ‘Threshold’ Securities for Aug. 4
By -
Aug 5, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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APRJ AMERICAN CAPITAL PARTNERS LTD 5
AUNFF AURCANA CORP 10
BLOAQ BLOCKBUSTER INC CL-A 79
CELO CEELOX INC. COMMON STOCK 5
CLXM CLX MED INC NEW COM STK (US) 14
DEGH DOUBLE EAGLE HOLDINGS, LTD. CO 6
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Consecutive Days
Ticker Security Name on List
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GFNL GENESIS FINL INC 2
GGCRF SILVERMEX RESOURCES, INC. ORDI 79
HRBN HARBIN ELEC INC 42
IGXT INTELGENX TECHNOLOGIES CORP CO 10
JVA COFFEE HOLDING CO., INC. 15
KONE KINGTONE WIRELESSINFO SOLUTION 4
KWICW KENNEDY-WILSON HOLDINGS, INC. 1
LATI LATTITUDE SOLUTIONS. INC 6
MRPZY MR PRICE GROUP LTD UNSPONSORED 6
NGSX NEUROGESX, INC. (DELAWARE) 1
PNQI POWERSHARES NASDAQ INTERNET PO 14
PSCD POWERSHARES S&P SMALLCAP CONSU 16
PSCE POWERSHARES S&P SMALLCAP ENERG 4
RELM RELM HOLDINGS INC. COM 4
ROSG ROSETTA GENOMICS LTD ORD SHS N 2
SINO SINO-GLOBAL SHIPPING AMERICA.L 1
SKYY FIRST TRUST ISE CLOUD COMPUTIN 15
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Consecutive Days
Ticker Security Name on List
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SNOFF SINA-FOREST CORP SUB VTG(F) 7
TNTEY TNT EXPRESS N V ADR (NLD) 12
TQQQ PROSHARES ULTRAPRO QQQ 1
TZOO TRAVELZOO INC 13
UGSI UNERGROUND SOLUTIONS INC. 10
YRCW YRC WORLDWIDE INC 23
ZAGG ZAGG INCORPORATED COM STK 24
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net