Nasdaq ‘Threshold’ Securities for July 26
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Jul 27, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AUNFF AURCANA CORP 3
BGPIQ BORDERS GROUP INC 11
BLOAQ BLOCKBUSTER INC CL-A 72
BODY BODY CENTRAL CORP COM STK 6
BORK BOURQUE INDUSTRIES, INC. COMMO 3
CLXM CLX MED INC NEW COM STK (US) 7
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Consecutive Days
Ticker Security Name on List
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CNET CHINANET ONLINE HLDGS INC COM 7
DEER DEER CONSUMER PRODUCTS, INC. N 90
EGFDF EUROPEAN GOLDFIELDS LTD 9
FCSC FIBROCELL SCIENCE INC COMMON S 8
FLTT FLINT TELECOM GROUP, INC. COM 6
GGCRF SILVERMEX RESOURCES, INC. ORDI 72
HRBN HARBIN ELEC INC 35
IGXT INTELGENX TECHNOLOGIES CORP CO 3
IROQ IF BANCORP INC 6
JBII JBI, INC. NEW COMMON STOCK 1
JVA COFFEE HOLDING CO., INC. 8
LLEN L & L ENERGY INC COM STK (NV) 7
NRBAY NORDEA BANK SWEDEN AB SPONORED 9
NVAE SAVANNA EAST AFRICA INC COM ST 34
OPMG OPTIONS MEDIA GROUP HOLDINGS, 4
OXGN OXIGENE INC COM 24
PDOS Platinum Studios, Inc. Common 12
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Consecutive Days
Ticker Security Name on List
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PNQI POWERSHARES NASDAQ INTERNET PO 7
PSCD POWERSHARES S&P SMALLCAP CONSU 9
QQEW FIRST TR NASDAQ 100 EQUAL WEIG 10
RNTL ROCKWOOD NATIONAL CORP 2
ROSGD ROSETTA GENOMICS LTD ORD SHS N 4
RTRAF ROMARCO MINERALS INC NEW 29
SBGSY Schneider Electric Sa Unsponso 8
SBRCY SBERBANK RUSSIA SPONSORED AME 14
SKYY FIRST TRUST ISE CLOUD COMPUTIN 8
SPWRA SUNPOWER CORPORATION CL A 18
TNTEY TNT EXPRESS N V ADR (NLD) 5
TZOO TRAVELZOO INC 6
UGSI UNERGROUND SOLUTIONS INC. 3
YRCW YRC WORLDWIDE INC 16
ZAGG ZAGG INCORPORATED COM STK 17
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net