Nasdaq ‘Threshold’ Securities for July 18
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Jul 18, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AVGCF Avion Gold Corp. Ordinary Shar 3
BCEKF BEAR CREEK MINING CORPORATION 8
BGPIQ BORDERS GROUP INC 5
BIB PROSHARES TRUST - PROSHARES UL 3
BICK FIRST TRUST ISE BICK INDEX FUN 8
BLOAQ BLOCKBUSTER INC CL-A 66
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Consecutive Days
Ticker Security Name on List
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CLSN CELSION CORP NEW 4
CLXM CLX MED INC NEW COM STK (US) 1
CNET CHINANET ONLINE HLDGS INC COM 1
COINZ CONVERTED ORGANICS INC CL B WT 1
CPOKY CHAOEN POKPHAND FEDML SPON ADR 2
CYRX CRYOPORT INC NEW COMMON STOCK 4
DEER DEER CONSUMER PRODUCTS, INC. N 84
DLAKY DEUTSCHE LUFTHANSA AG ADR 2
EGFDF EUROPEAN GOLDFIELDS LTD 3
EORBF EXPLORATION ORBITE VSPA INC CL 12
EVRRF EVERTON RES INC 21
FANUY Fanuc Limited Unsponsored ADR 7
FBNK FIRST CONN BANCORP INC MD 5
FCSC FIBROCELL SCIENCE INC COMMON S 2
GGCRF SILVERMEX RESOURCES, INC. ORDI 66
HRBN HARBIN ELEC INC 29
JVA COFFEE HOLDING CO., INC. 2
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Consecutive Days
Ticker Security Name on List
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LLEN L & L ENERGY INC COM STK (NV) 1
NRBAY NORDEA BANK SWEDEN AB SPONORED 3
NVAE SAVANNA EAST AFRICA INC COM ST 28
OXGN OXIGENE INC COM 18
PALAF PALADIN ENERGY LTD ORD SHS (AU 3
PDOS Platinum Studios, Inc. Common 6
PNQI POWERSHARES NASDAQ INTERNET PO 1
PSCD POWERSHARES S&P SMALLCAP CONSU 3
PSCH POWERSHARES S&P SMALLCAP HEALT 1
QQEW FIRST TR NASDAQ 100 EQUAL WEIG 4
QQXT FIRST TR NASDAQ -100 EX-TECHNO 2
RTRAF ROMARCO MINERALS INC NEW 23
RXPC RADIENT PHARMACEUTICALS CORPOR 9
SAVW SAVWATT USA, INC. COMMON STOCK 10
SBGSY Schneider Electric Sa Unsponso 2
SBRCY SBERBANK RUSSIA SPONSORED AME 8
SIBC STATE INVS BANCORP INC 1
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Consecutive Days
Ticker Security Name on List
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SIFY SIFY TECHNOLOGIES LTD ADS 9
SKYY FIRST TRUST ISE CLOUD COMPUTIN 2
SNHFY Steinhoff International Holdin 5
SPWRA SUNPOWER CORPORATION CL A 12
SSVFF SOUTHERN SILVER EXPLORATION CO 5
VCIT VANGUARD INTERMEDIATE-TERM COR 5
VCRT VICOR TECHNOLOGIES INC NEW COM 32
VCSH VANGUARD SHT-TERM CORP BD ETF 25
VONV VANGUARD RUSSELL 1000 VALUE ET 4
YRCW YRC WORLDWIDE INC 10
ZAGG ZAGG INCORPORATED COM STK 11
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net