Nasdaq ’Threshold’ Securities for July 7
By -
Jul 8, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AEGY ALTERNATIVE ENERGY PARTNERS IN 4
BCEKF BEAR CREEK MINING CORPORATION 1
BDCO BLUE DOLPHIN ENERGY CO NEW COM 4
BICK FIRST TRUST ISE BICK INDEX FUN 1
BLOAQ BLOCKBUSTER INC CL-A 59
BODY BODY CENTRAL CORP COM STK 6
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Consecutive Days
Ticker Security Name on List
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BORK BOURQUE INDUSTRIES, INC. COMMO 15
BSTC BIOSPECIFICS TECHNOLOGIES CORP 10
CDTI CLEAN DIESEL TECHNOLOGIES INC 22
CHBT China-Biotics, Inc. Common Sto 35
CHNG China Natural Gas, Inc. New Co 7
CHOP CHINA GERUI ADVANCED MATERIALS 5
CIBEY COMMERCIAL INTERNATIONAL BK LT 16
DEER DEER CONSUMER PRODUCTS, INC. N 77
EORBF EXPLORATION ORBITE VSPA INC CL 5
EVRRF EVERTON RES INC 14
GDCRF GOLD CANYON RES INC (F) 9
GGCRF SILVERMEX RESOURCES, INC. ORDI 59
GOOD GLADSTONE COMMERCIAL CORP 4
GURE GULF RESOURCES, INC. NEWCOMMON 6
HRBN HARBIN ELEC INC 22
INDY ISHARES S&P INDIA NIFTY 50 IND 21
ISHG ISHARES S&P/CITIGROUP 1-3 YEAR 3
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Consecutive Days
Ticker Security Name on List
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JCOF JAVALUTION COFFEE CO COM STK ( 29
KRMCE KURRANT MOBILE CATERING, INC C 5
KWICW KENNEDY-WILSON HOLDINGS, INC. 6
LSGGF LAKE SHORE GOLD CORP 17
MOBI SKY -MOBI LIMITED ADS 16
NEGS NX GLOBAL, INC. COMMON STOCK 1
NVAE SAVANNA EAST AFRICA INC COM ST 21
OXGN OXIGENE INC COM 11
PRGJ PRG Group, Inc. Common Stock 27
RBCN RUBICON TECHNOLOGY INC COM STK 4
RENFF ROCK ENERGY INC 1
RTRAF ROMARCO MINERALS INC NEW 16
RXPC RADIENT PHARMACEUTICALS CORPOR 2
SAVW SAVWATT USA, INC. COMMON STOCK 3
SBRCY SBERBANK RUSSIA SPONSORED AME 1
SGAS Sino Gas International Holding 17
SIFY SIFY TECHNOLOGIES LTD ADS 2
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Consecutive Days
Ticker Security Name on List
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SPFM SPOOFEM COM USA COM STK NEW (O 22
SPRD SPREADTRUM COMMUNICATIONS INC 5
SPWRA SUNPOWER CORPORATION CL A 5
TSLI TAPSLIDE, INC. COMMON STOCK 4
VCRT VICOR TECHNOLOGIES INC NEW COM 25
VCSH VANGUARD SHT-TERM CORP BD ETF 18
VGSH VANGUARD SHT-TRM GOVT BD ETF 8
WTWO W2 Energy Inc New Common Stock 5
YRCW YRC WORLDWIDE INC 3
ZAGG ZAGG INCORPORATED COM STK 4
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net