Nasdaq ’Threshold’ Securities for June 7
By -
Jun 8, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATTD ATTITUDE DRINKS INC NEW COM ST 10
AUNFF AURCANA CORP 74
AURC Aurus Corp. Common Stock 8
AWYI ARIEL WAY, INC 9
BLOAQ BLOCKBUSTER INC CL-A 38
CAVR CAVU Resources Inc Common Stoc 11
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Consecutive Days
Ticker Security Name on List
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CCKRY CLICKS GROUP LTD UNSPONSORED A 10
CDTI CLEAN DIESEL TECHNOLOGIES INC 1
CHBT China-Biotics, Inc. Common Sto 14
DEER DEER CONSUMER PRODUCTS, INC. N 56
DTTO DETTO TECHNOLOGIES, INC. 1
EFIR EGPI FIRECREEK, INC. COMMON ST 15
ELTP ELITE PHARMACEUTICAL 11
ESLR EVERGREEN SOLAR INC 15
FORC Force Energy Corp. Common Sto 2
GCMI GEOS COMMUNICATIONS, INC. COMM 4
GFRE GULF RESOURCES, INC. NEWCOMMON 11
GGCRF SILVERMEX RESOURCES, INC. ORDI 38
HOLI HOLLYSYS AUTOMATION TECHNOLOGI 3
HRBN HARBIN ELEC INC 1
IGXT INTELGENX TECHNOLOGIES CORP CO 5
IMZLF INTERNATIONAL MINERALS CORP 6
ISHG ISHARES S&P/CITIGROUP 1-3 YEAR 1
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Consecutive Days
Ticker Security Name on List
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JAMN JAMMIN JAVA CORP COM STK (NV) 5
JCOF JAVALUTION COFFEE CO COM STK ( 8
LFVN Lifevantage Corporation Common 18
LLEN L & L ENERGY INC COM STK (NV) 6
LNDT LIANDI CLEAN TECH INC COM STK 1
NEOM NEOMEDIA TECH INC COM STK (DE) 1
NNAN NATURALNANO INC 13
OPMG OPTIONS MEDIA GROUP HOLDINGS, 9
PRGJ PRG Group, Inc. Common Stock 6
PUTKY PT United Tractors Unsponsored 5
QTWW QUANTUM FUEL SYS TECHNOLOGIES 13
SAVW SAVWATT USA, INC. COMMON STOCK 29
SCEI SINO CLEAN ENERGY INC COM STK 25
SCLW Socialwise, Inc. Common Stock 4
SNOFF SINA-FOREST CORP SUB VTG(F) 1
SOXX ISHARES PHLX SOX SEMICONDUCTOR 6
SPFM SPOOFEM COM USA COM STK NEW (O 1
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Consecutive Days
Ticker Security Name on List
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SPQS SPORTSQUEST INC 3
TSTC TELESTONE TECHNOLOGIES CORP 9
USAT USA Technologies, Inc. New Com 20
VCIT VANGUARD INTERMEDIATE-TERM COR 26
VCLT VANGUARD LG-TRM CORP BD ETF 1
VCRT VICOR TECHNOLOGIES INC NEW COM 4
VGSH VANGUARD SHT-TRM GOVT BD ETF 5
VXUS VANGUARD STAR FD VANGUARD TOTA 5
YESD YESDTC HLDGS INC COM STK (NV) 13
YRCW YRC WORLDWIDE INC 33
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net