Nasdaq ’Threshold’ Securities for May 20
By -
May 22, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ALQA ALLIQUA, INC. COMMON STOCK 12
AMIN AMERICAN INTL INDS INC 3
ATADF ATAC RESOURCES LTD (CDA) 12
AUNFF AURCANA CORP 63
AXPW AXION POWER INTERNATIONAL INC 14
BDCO BLUE DOLPHIN ENERGY CO NEW COM 5
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Consecutive Days
Ticker Security Name on List
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BIB PROSHARES TRUST - PROSHARES UL 12
BLOAQ BLOCKBUSTER INC CL-A 27
CAGC CHINA AGRITECH INC NEW COM STK 59
CCME CHINA MEDIAEXPRESS HOLDINGS IN 58
CHBT China-Biotics, Inc. Common Sto 3
CIBEY COMMERCIAL INTERNATIONAL BK LT 3
DEER DEER CONSUMER PRODUCTS, INC. N 45
EFIR EGPI FIRECREEK, INC. COMMON ST 4
ESLR EVERGREEN SOLAR INC 4
FBRWY FOSTERS GR LTD ADR-NEW 1
FLREE FLAMERET INC COM STK (NV) 3
GENE GENETIC TECHS LTD 11
GGCRF SILVERMEX RESOURCES, INC. ORDI 27
GLRP GLEN ROSE PETROLEUM CORP COM S 8
LATI LATTITUDE SOLUTIONS. INC 1
LFVN Lifevantage Corporation Common 7
LGORF LARGO RESOURCES LTD 3
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Consecutive Days
Ticker Security Name on List
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MRNA MARINA BIOTECH INC COM STK (DE 1
NNAN NATURALNANO INC 2
NWMT NEWMARKET TECHNOLOGY INC. COM 84
OPELF OPEL SOLAR INTERNATIONAL, INC. 16
OXGN OXIGENE INC COM 1
PSAU POWERSHARES GLOBAL GOLD AND PR 5
PSCH POWERSHARES S&P SMALLCAP HEALT 8
PYBX PLAYBOX (US) INC COM STK (NV) 6
QTWW QUANTUM FUEL SYS TECHNOLOGIES 2
RSHYY RUSHYDRO JSC SPONSORED ADR (RU 41
RTRAF ROMARCO MINERALS INC NEW 4
SAAFY SARAS S P A UNSPON ADR (ITA) 3
SAVW SAVWATT USA, INC. COMMON STOCK 18
SCEI SINO CLEAN ENERGY INC COM STK 14
SGTI SHENGTAI PHARMACEUTICAL, INC. 4
TBTEF Twin Butte Energy Ltd Ordinary 9
THTCF THERATECHNOLOGIES INC SVC 7
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Consecutive Days
Ticker Security Name on List
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USAT USA Technologies, Inc. New Com 9
VCIT VANGUARD INTERMEDIATE-TERM COR 15
VCLT VANGUARD LG-TRM CORP BD ETF 6
VXUS VANGUARD STAR FD VANGUARD TOTA 5
YESD YESDTC HLDGS INC COM STK (NV) 2
YONG YONGYE INTERNATIONAL, INC. COM 27
YRCW YRC WORLDWIDE INC 22
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Sarina Yoo in Seoul at kyoo3@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net