Nasdaq ’Threshold’ Securities for May 2
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May 2, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AEZS AETERNA ZENTARIS INC 4
ANLKY ALKANE RES LTD SPON ADR (AUS) 8
AUNFF AURCANA CORP 49
BLOAQ BLOCKBUSTER INC CL-A 13
CAGC CHINA AGRITECH INC NEW COM STK 45
CBEH CHINA INTEGRATED ENG INC COM S 22
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Consecutive Days
Ticker Security Name on List
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CCME CHINA MEDIAEXPRESS HOLDINGS IN 44
CHBT China-Biotics, Inc. Common Sto 10
CMFAY CIMENTS FRANCAIS SP ADR 2
CSGJE China Shuangji Cement Ltd New 4
CU FIRST TRUST ISE GLOBAL COPPER 24
DEER DEER CONSUMER PRODUCTS, INC. N 31
ECNG EnergyConnect Group, Inc. Comm 14
ELTP ELITE PHARMACEUTICAL 3
ENGFF ENERGULF RESOURCES INC 27
GENT GENTIUM SPA ADS 6
GGCRF SILVERMEX RESOURCES, INC. ORDI 13
GRMH GRAYMARK HEALTHCARE INC COM ST 5
ICBU IMD COMPANIES INC COM STK 4
ICPW Ironclad Performance Wear Corp 1
IMGG IMAGING3 INC 7
INDY ISHARES S&P INDIA NIFTY 50 IND 1
LDIFF LANDDRILL INTERNATIONAL INC OR 34
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Consecutive Days
Ticker Security Name on List
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LEXG LITHIUM EXPLORATION GROUP, INC 7
LLEN L & L ENERGY INC COM STK (NV) 5
MGWSF Megawest Energy Corp. Common S 8
MMTC MICRO IMAGING TECHNOLOGY, INC. 3
NEGS NX GLOBAL, INC. COMMON STOCK 4
NSMG NATIONAL STORM MANAGEMENT INC 2
NUSMF Nautilus Minerals Inc Ordinary 5
NWMT NEWMARKET TECHNOLOGY INC. COM 70
OPELF OPEL SOLAR INTERNATIONAL, INC. 2
OPMG OPTIONS MEDIA GROUP HOLDINGS, 16
ORSCY ORASCOM CONSTR INDS S A E SPON 42
PFLT PENNANTPARK FLOATING RATE CAP 3
PLGTF PILOT GOLD INC ORD SHS (CDA) 3
PRGJ PRG Group, Inc. Common Stock 2
PYBX PLAYBOX (US) INC COM STK (NV) 20
QTWW QUANTUM FUEL SYS TECHNOLOGIES 10
RELM RELM HOLDINGS INC. COM 11
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Consecutive Days
Ticker Security Name on List
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RGLD ROYAL GOLD INC 6
ROYL ROYALE ENERGY INC 40
RSHYY RUSHYDRO JSC SPONSORED ADR (RU 27
SAVW SAVWATT USA, INC. COMMON STOCK 4
SCPZF SPROTT RESOURCE CORP ORD SHS ( 95
SMDZF STRATEGIC METALS LTD 5
SSVFF SOUTHERN SILVER EXPLORATION CO 15
STVI SNAP INTERACTIVE INC (DE) 8
TOLWF TRICAN WELL SERVICE LTD 4
VCIT VANGUARD INTERMEDIATE-TERM COR 1
VCSH VANGUARD SHT-TERM CORP BD ETF 83
VCTY VIDEOLOCITY INTERNATIONAL INC- 19
XPRT LECG CORP 14
YONG YONGYE INTERNATIONAL, INC. COM 13
YRCW YRC WORLDWIDE INC 8
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net