Nasdaq ’Threshold’ Securities for March 4
By -
Mar 6, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ADAT AUTHENTIDATE HOLDING CORP 8
APEMY APERAM NEW YORK REGISTRY SHS 5
ATTD ATTITUDE DRINKS INC NEW COM ST 35
AUNFF AURCANA CORP 9
BDCO BLUE DOLPHIN ENERGY CO NEW COM 1
BGMO BERGAMO ACQUISITION CORPORATIO 2
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Consecutive Days
Ticker Security Name on List
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BYRGD BUYER GROUP INTERNATIONAL INC. 12
CABL CHINA CABLECOM HLDGS LTD ORD S 3
CAGC CHINA AGRITECH INC NEW COM STK 5
CCME CHINA MEDIAEXPRESS HOLDINGS IN 4
CDELB CITADEL BROADCASTING CORP COM 2
COSWF CANADIAN OIL SANDS LTD. ORDINA 16
CSCTF CRESCENT POINT ENERGY CORPORAT 1
DAUGF Desert Gold Ventures Inc Ordin 4
DCHAF DACHA STRATEGIC METALS, INC O 2
DGRI Dutch Gold Resources, Inc. Com 3
EFRFF Energy Fuels Inc Ordinary Shar 6
EMIF ISHARES S&P EMERGING MARKETS I 4
EWDYF EAGLEWOOD ENERGY INC ORD SHS ( 1
EXCX THE EMPIRE SPORTS AND ENTERTAI 6
FONE FIRST TRUST NASDAQ CEA SMARTPH 3
FSSIF FISSION ENERGY CORP COM (CANAD 10
GGCRF SILVERMEX RESOURCES, INC. ORDI 68
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Consecutive Days
Ticker Security Name on List
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GGTHF GOLDEN GOLIATH RES LTD 15
GWMGF GREAT WESTERN MINERALS GROUP L 14
GYRSF GRAYED RESOURCE CORP (F) 5
HESV Home Energy Savings Corp Commo 10
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 86
IFAS ISHRS FTSE EPRA/NAREIT ASIA IN 1
INDY ISHARES S&P INDIA NIFTY 50 IND 7
INOL INOLIFE TECH INC COM STK (NY) 3
MEGEF MEG ENERGY CORP COM STK (CANAD 2
MLKKF MERCATOR MINERALS LTD 3
MSEZ MEDIA SENTIMENT INC COM STK (N 38
NDBKY NEDBANK GROUP LTD SPONSORED AD 2
NUXFF NEW PACIFIC METALS CORP 9
NWMT NEWMARKET TECHNOLOGY INC. COM 30
ORSCY ORASCOM CONSTR INDS S A E SPON 2
PIVX PIVX SOLUTIONS INC 49
PWURF POWERTECH URANIUM CORP COM SHS 16
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Consecutive Days
Ticker Security Name on List
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PYBX PLAYBOX (US) INC COM STK (NV) 2
QTWWD QUANTUM FUEL SYS TECHNOLOGIES 8
RHIEQ RHI ENTERTAINMENT INC. COM STK 31
RTRAF ROMARCO MINERALS INC NEW 3
SCPZF SPROTT RESOURCE CORP ORD SHS ( 55
SFTBY Softbank Corp Unsponsored ADR 6
SLHVF STEALTH VENTURES LTD (CANADA) 22
SMNPF SCORPIO MINING CORP 1
SOMX SOMAXON PHARMACEUTICALS INC 4
TEMN Team Nation Holdings Corporati 7
THTCF THERATECHNOLOGIES INC SVC 6
VCSH VANGUARD SHT-TERM CORP BD ETF 43
VGSH VANGUARD SHT-TRM GOVT BD ETF 11
VTRAF Viterra Inc Ordinary Shares (C 9
VXUS VANGUARD STAR FD VANGUARD TOTA 15
WMLLF WEALTH MINERALS LTD 16
WNBD Winning Brands Corporation Com 2
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Consecutive Days
Ticker Security Name on List
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WSDT WISDOMTREE INVESTMENTS, INC. 5
XBOR CROSS BORDER RESOURCES, INC. C 10
YRCW YRC WORLDWIDE INC 5
ZAGG ZAGG INCORPORATED COM STK 5
ZAOFF ZAIO CORP 9
ZTHO Z TRIM HLDGS Z TRIM HLDGS INC 4
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net