Nasdaq ’Threshold’ Securities for March 2
By -
Mar 3, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ADAT AUTHENTIDATE HOLDING CORP 6
APEMY APERAM NEW YORK REGISTRY SHS 3
ARREF AMERIGO RESOURCES LTD 13
ATTD ATTITUDE DRINKS INC NEW COM ST 33
AUNFF AURCANA CORP 7
AUTH AUTHENTEC, INC (DELAWARE) 8
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Consecutive Days
Ticker Security Name on List
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BYRGD BUYER GROUP INTERNATIONAL INC. 10
CABL CHINA CABLECOM HLDGS LTD ORD S 1
CAGC CHINA AGRITECH INC NEW COM STK 3
CCME CHINA MEDIAEXPRESS HOLDINGS IN 2
CEFB CENTRAL FLA ST BANK BELLEVIEW 15
COSWF CANADIAN OIL SANDS LTD. ORDINA 14
DAUGF Desert Gold Ventures Inc Ordin 2
DGRI Dutch Gold Resources, Inc. Com 1
EFRFF Energy Fuels Inc Ordinary Shar 4
EMIF ISHARES S&P EMERGING MARKETS I 2
EXCX THE EMPIRE SPORTS AND ENTERTAI 4
FBIZ FIRST BUSINESS FINANCAIL SERVI 5
FONE FIRST TRUST NASDAQ CEA SMARTPH 1
FSSIF FISSION ENERGY CORP COM (CANAD 8
GGCRF SILVERMEX RESOURCES, INC. ORDI 66
GGTHF GOLDEN GOLIATH RES LTD 13
GWMGF GREAT WESTERN MINERALS GROUP L 12
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Consecutive Days
Ticker Security Name on List
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GYRSF GRAYED RESOURCE CORP (F) 3
HAWKQ SEAHAWK DRILLING INC COM STK ( 6
HESV Home Energy Savings Corp Commo 8
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 84
INDY ISHARES S&P INDIA NIFTY 50 IND 5
INOL INOLIFE TECH INC COM STK (NY) 1
MLKKF MERCATOR MINERALS LTD 1
MSEZ MEDIA SENTIMENT INC COM STK (N 36
NUXFF NEW PACIFIC METALS CORP 7
NWMT NEWMARKET TECHNOLOGY INC. COM 28
PIVX PIVX SOLUTIONS INC 47
PWURF POWERTECH URANIUM CORP COM SHS 14
QTWWD QUANTUM FUEL SYS TECHNOLOGIES 6
RAPT RAPTOR TECHNOLOGY GROUP, INC. 8
RHIEQ RHI ENTERTAINMENT INC. COM STK 29
RTRAF ROMARCO MINERALS INC NEW 1
SCPZF SPROTT RESOURCE CORP ORD SHS ( 53
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Consecutive Days
Ticker Security Name on List
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SFTBY Softbank Corp Unsponsored ADR 4
SLHVF STEALTH VENTURES LTD (CANADA) 20
SOLR GT SOLAR INERNATIOANL INC COM 12
SOMX SOMAXON PHARMACEUTICALS INC 2
SRGE SOUTHRIDGE ENTERPRISES INC. NE 4
TEMN Team Nation Holdings Corporati 5
THTCF THERATECHNOLOGIES INC SVC 4
TVCFF TOURNIGAN ENERGY LTD ORD SHS 26
UPST UPSTREAM WORLDWIDE INC COM STK 5
VCSH VANGUARD SHT-TERM CORP BD ETF 41
VGSH VANGUARD SHT-TRM GOVT BD ETF 9
VTRAF Viterra Inc Ordinary Shares (C 7
VXUS VANGUARD STAR FD VANGUARD TOTA 13
WMLLF WEALTH MINERALS LTD 14
WSDT WISDOMTREE INVESTMENTS, INC. 3
XBOR CROSS BORDER RESOURCES, INC. C 8
YRCW YRC WORLDWIDE INC 3
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Consecutive Days
Ticker Security Name on List
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ZAGG ZAGG INCORPORATED COM STK 3
ZAOFF ZAIO CORP 7
ZTHO Z TRIM HLDGS Z TRIM HLDGS INC 2
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net