Nasdaq ’Threshold’ Securities for March 1
By -
Mar 2, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ADAT AUTHENTIDATE HOLDING CORP 5
APEMY APERAM NEW YORK REGISTRY SHS 2
ARREF AMERIGO RESOURCES LTD 12
ATTD ATTITUDE DRINKS INC NEW COM ST 32
AUNFF AURCANA CORP 6
AUTH AUTHENTEC, INC (DELAWARE) 7
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Consecutive Days
Ticker Security Name on List
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BAMXY Bayerische Motoren Werke AG Un 8
BPWRF BALATON POWER INC 15
BYRGD BUYER GROUP INTERNATIONAL INC. 9
CAGC CHINA AGRITECH INC NEW COM STK 2
CCME CHINA MEDIAEXPRESS HOLDINGS IN 1
CEFB CENTRAL FLA ST BANK BELLEVIEW 14
COSWF CANADIAN OIL SANDS LTD. ORDINA 13
CYRX CRYOPORT INC NEW COMMON STOCK 29
DAUGF Desert Gold Ventures Inc Ordin 1
EFRFF Energy Fuels Inc Ordinary Shar 3
ELTP ELITE PHARMACEUTICAL 28
EMIF ISHARES S&P EMERGING MARKETS I 1
EXCX THE EMPIRE SPORTS AND ENTERTAI 3
FBIZ FIRST BUSINESS FINANCAIL SERVI 4
FNCX FUNCTION (X), INC. COMMON STOC 6
FSSIF FISSION ENERGY CORP COM (CANAD 7
GGCRF SILVERMEX RESOURCES, INC. ORDI 65
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Consecutive Days
Ticker Security Name on List
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GGTHF GOLDEN GOLIATH RES LTD 12
GWMGF GREAT WESTERN MINERALS GROUP L 11
GYRSF GRAYED RESOURCE CORP (F) 2
HAWKQ SEAHAWK DRILLING INC COM STK ( 5
HESV Home Energy Savings Corp Commo 7
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 83
IMZLF INTERNATIONAL MINERALS CORP 25
INDY ISHARES S&P INDIA NIFTY 50 IND 4
MESAQ MESA AIR GROUP INC (NEV) 19
MSEZ MEDIA SENTIMENT INC COM STK (N 35
NUXFF NEW PACIFIC METALS CORP 6
NWMT NEWMARKET TECHNOLOGY INC. COM 27
OPMG OPTIONS MEDIA GROUP HOLDINGS, 12
PIVX PIVX SOLUTIONS INC 46
PWURF POWERTECH URANIUM CORP COM SHS 13
QTWWD QUANTUM FUEL SYS TECHNOLOGIES 5
RAPT RAPTOR TECHNOLOGY GROUP, INC. 7
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Consecutive Days
Ticker Security Name on List
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RHIEQ RHI ENTERTAINMENT INC. COM STK 28
SCPZF SPROTT RESOURCE CORP ORD SHS ( 52
SFTBY Softbank Corp Unsponsored ADR 3
SLHVF STEALTH VENTURES LTD (CANADA) 19
SOLR GT SOLAR INERNATIOANL INC COM 11
SOMX SOMAXON PHARMACEUTICALS INC 1
SRGE SOUTHRIDGE ENTERPRISES INC. NE 3
TEMN Team Nation Holdings Corporati 4
TEXG Terax Energy, Inc. New Common 35
THTCF THERATECHNOLOGIES INC SVC 3
TVCFF TOURNIGAN ENERGY LTD ORD SHS 25
UPST UPSTREAM WORLDWIDE INC COM STK 4
VCSH VANGUARD SHT-TERM CORP BD ETF 40
VGSH VANGUARD SHT-TRM GOVT BD ETF 8
VTRAF Viterra Inc Ordinary Shares (C 6
VXUS VANGUARD STAR FD VANGUARD TOTA 12
WMLLF WEALTH MINERALS LTD 13
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Consecutive Days
Ticker Security Name on List
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WSDT WISDOMTREE INVESTMENTS, INC. 2
XBOR CROSS BORDER RESOURCES, INC. C 7
YRCW YRC WORLDWIDE INC 2
ZAGG ZAGG INCORPORATED COM STK 2
ZAOFF ZAIO CORP 6
ZTHO Z TRIM HLDGS Z TRIM HLDGS INC 1
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net