Nasdaq ’Threshold’ Securities for Feb. 18
By -
Feb 20, 2011
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AMIGY ADMIRAL GROUP PLC, CARDIFF UNS 7
ANLKY ALKANE RES LTD SPON ADR (AUS) 3
ARREF AMERIGO RESOURCES LTD 6
ATASY Atlantia SPA Unsponsored ADR ( 2
ATTD ATTITUDE DRINKS INC NEW COM ST 26
AUTH AUTHENTEC, INC (DELAWARE) 1
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Consecutive Days
Ticker Security Name on List
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BAMXY Bayerische Motoren Werke AG Un 2
BIOF BIOFUEL ENERGY CORP, CMN STK ( 20
BPWRF BALATON POWER INC 9
BYRGD BUYER GROUP INTERNATIONAL INC. 3
CAAEF CANACOL ENERGY LTD ORDINARY SH 4
CABL CHINA CABLECOM HLDGS LTD ORD S 18
CCGI CAR CHARGING GROUP, INC. COMMO 5
CEFB CENTRAL FLA ST BANK BELLEVIEW 8
CFGI CROWN FINANCIAL HOLDINGS, INC 29
CIGX STAR SCIENTIFIC INC 12
CINT CRYSTAL INTL TRAVEL GROUP COM 5
COSWF CANADIAN OIL SANDS LTD. ORDINA 7
COWI CoroWare, Inc. New Common Stoc 58
CRERY Carrefour S A Unsponsored ADR 11
CSCTF CRESCENT POINT ENERGY CORPORAT 9
CYRX CRYOPORT INC NEW COMMON STOCK 23
DSTI DAYSTAR TECH INC COM STK (DE) 4
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Consecutive Days
Ticker Security Name on List
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EDPFY EDP-ELECT DE PORTUGAL S A (REP 3
ELTP ELITE PHARMACEUTICAL 22
EOXFF EUROMAX RESOURCES LTD 8
FLMG FLEET MGMT SOLUTIONS INC COM S 4
FSSIF FISSION ENERGY CORP COM (CANAD 1
GENE GENETIC TECHS LTD 22
GGCRF SILVERMEX RESOURCES, INC. ORDI 59
GGTHF GOLDEN GOLIATH RES LTD 6
GTXO GTX CORP. COMMON STOCK 5
GWMGF GREAT WESTERN MINERALS GROUP L 5
HESV Home Energy Savings Corp Commo 1
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 77
IMZLF INTERNATIONAL MINERALS CORP 19
LLEN L & L ENERGY INC COM STK (NV) 16
MDEA MEDIA 1OO INC 11
MESAQ MESA AIR GROUP INC (NEV) 13
MSEZ MEDIA SENTIMENT INC COM STK (N 29
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Consecutive Days
Ticker Security Name on List
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NEOM NEOMEDIA TECH INC COM STK (DE) 4
NLST NETLIST, INC. COM STK 5
NUBL NUMOBILE, INC. COMMON STOCK 16
NWMT NEWMARKET TECHNOLOGY INC. COM 21
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 24
OPHI ORGANIC PLANT HEALTH, INC . NE 1
OPMG OPTIONS MEDIA GROUP HOLDINGS, 6
OREX OREXIGEN THERAPEUTICS, INC. CO 7
PENT PACIFIC ENTERTAINMENT CORPORAT 7
PIVX PIVX SOLUTIONS INC 40
PNQI POWERSHARES NASDAQ INTERNET PO 5
PWURF POWERTECH URANIUM CORP COM SHS 7
RAPT RAPTOR TECHNOLOGY GROUP, INC. 1
RELM RELM HOLDINGS INC. COM 4
RHIEQ RHI ENTERTAINMENT INC. COM STK 22
RPRX REPROS THERAPEUTICS INC COM ST 4
SAVW SAVWATT USA, INC. COMMON STOCK 3
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Consecutive Days
Ticker Security Name on List
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SCPZF SPROTT RESOURCE CORP ORD SHS ( 46
SLHVF STEALTH VENTURES LTD (CANADA) 13
SOLR GT SOLAR INERNATIOANL INC COM 5
SOPV SOLAR PARK INITIATIVES, INC. C 3
STHJF STRATHMORE MINERALS CORP 17
SWRAY SWIRE PACIFIC LTD CL-A SP ADR 11
TEXG Terax Energy, Inc. New Common 29
TVCFF TOURNIGAN ENERGY LTD ORD SHS 19
VCIT VANGUARD INTERMEDIATE-TERM COR 20
VCSH VANGUARD SHT-TERM CORP BD ETF 34
VGSH VANGUARD SHT-TRM GOVT BD ETF 2
VXUS VANGUARD STAR FD VANGUARD TOTA 6
WMLLF WEALTH MINERALS LTD 7
XBOR CROSS BORDER RESOURCES, INC. C 1
XLFS POWERSHARES S&P SMALLCAP FINAN 3
ZIOP ZIOPHARM ONCOLOGY, INC. 15
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net