Nasdaq ’Threshold’ Securities for Nov. 23
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Nov 23, 2010
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ABWTQ ABITIBIBOWATER, INC. 45
AEBF AE BIOFUELS, INC. COMMON STOCK 7
ALXA ALEXZA PHARMACEUTICALS INC COM 10
BAJFF BAJA MINING CORP 8
BCEKF BEAR CREEK MINING CORPORATION 5
BICK FIRST TRUST ISE BICK INDEX FUN 10
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Consecutive Days
Ticker Security Name on List
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BNTNF BONTAN CORP INC 16
CDDRF CORRIDOR RESOURCES INC 7
CDTI CLEAN DIESEL TECHNOLOGIES INC 8
CFWFF CALFRAC WELL SERVICES LTD 4
CHCI COMSTOCK HOMEBUILDING COMPANIE 4
CHNG China Natural Gas, Inc. New Co 10
CIGX STAR SCIENTIFIC INC 2
CLRH CLEAR-LITE HOLDINGS, INC COMMO 17
CLSP CALLISTO PHARMACEUTICALS INC ( 1
CPLP CAPITAL PRODUCT PARTNERS L P ( 11
CU FIRST TRUST ISE GLOBAL COPPER 47
DPMLF DUNDEE PRECIOUS METALS INC 2
ECUXF ECU SILVER MINING INC 4
EMFN ISHARS MSCI EMERGING MKTS FINA 8
EMIF ISHARES S&P EMERGING MARKETS I 19
EMMT ISHARES MSCI EMERGING MKTS MAT 4
FMCC FREDDIE MAC D/B/A VOTING 1
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Consecutive Days
Ticker Security Name on List
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GPRLF GREAT PANTHER SILVER LIMITED O 17
GWMGF GREAT WESTERN MINERALS GROUP L 5
GXEXF GEOLOGIX EXPLORATIONS INC (CAN 13
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 17
IMZLF INTERNATIONAL MINERALS CORP 4
INDY ISHARES S&P INDIA NIFTY 50 IND 17
KEYP KEYUAN PETROCHEMICALS INC COM 18
KPELY KEPPEL LTD SPONSORED ADR 4
KSKTF KISKA METALS CORP ORD SHS (CDA 2
LCTZ LA CORTEZ ENERGY INC, INC COMM 1
LFBG Left Behind Games Inc. Common 4
LGCUF LUNA GOLD CORP 20
MELA MELA SCIENCES INC COM STK (DE) 23
MSOA MY SOCIAL INCOME, INC. COMMON 4
MURZY MURRAY & ROBERTS HLDG LTD ORD 5
NENE NEW ENERGY TECHNOLOGIES, INC. 14
NXPN HIGH PLAINS GAS INC COM STK 2
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Consecutive Days
Ticker Security Name on List
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OPELF OPEL INTERNATIONAL INC (CANADA 5
PEGFF PACIFIC RUBIALES ENERGY CORP N 4
PKOL POWERSHARES GLOBAL COAL PORTFO 18
PTXRF Protox Therapeutics Inc Ordina 4
QMIN KENTUCKY ENERGY INC COM STK ( 22
QQEW FIRST TR NASDAQ 100 EQUAL WEIG 23
RELM RELM HOLDINGS INC. COM 14
REVZP REVLON,INC SER A PERPETUAL PFD 2
RITT RIT TECHNOLOGIES LTD COM STK ( 16
RVXCF RESVERLOGIX CORP 23
SCPZF SPROTT RESOURCE CORP ORD SHS ( 4
SFOR Strikeforce Technologies, Inc. 4
SQQQ PROSHARES ULTRAPRO SHORT QQQ 12
STVZF SILVERCREST MINES INC 45
TQQQ PROSHARES ULTRAPRO QQQ 2
VNQI VANGUARD GLOBAL EX- U.S. REAL 5
VTPIE VITAL PRODUCTS, INC. NEW COMMO 4
YNGFF YUKON-NEVADA GOLD CORP 64
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SOURCE: Nasdaq
To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net