Bloomberg Anywhere Remote Login Bloomberg Terminal Demo Request

Bloomberg

Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.

Company

Financial Products

Enterprise Products

Media

Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000

Communications

Industry Products

Media Services

Follow Us

Bloomberg Customers

Morgan Stanley to Pay $490,000 on Violations of CFTC Fund Rules

Morgan Stanley will pay $490,000 to settle U.S. Commodity Futures Trading Commission claims that the company’s Smith Barney unit violated rules including those governing secured funds of foreign futures and option customers, and commingling customer and firm funds.

The CFTC announced the settlement with New York-based Morgan Stanley in a statement today.

Please upgrade your Browser

Your browser is out-of-date. Please download one of these excellent browsers:

Chrome, Firefox, Safari, Opera or Internet Explorer.