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NYSE Arca ‘Threshold’ Securities for March 26

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

Ticker  Security Name                                   Days on List
ASEA    Global X Asean 40 ETF                                      6
BGU     Direxion Daily Large Cap Bull 3X Shares                    6
BGZ     Direxion Daily Large Cap Bear 3X Shares                   73
BSJF    Guggenheim BulletShares 2015 High Yield Corporat          45
DSUM    PowerShares Chinese Yuan Dim Sum Bond Portfolio            2
ECON    EGShares Emerging Markets Consumer ETF                     3
Ticker  Security Name                                   Days on List
EDIV    SPDR S&P Emerging Markets Dividend ETF                     5
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           253
ERX     Direxion Daily Energy Bull 3X Shares                      10
EUM     ProShares Short MSCI Emerging Markets                      8
EWZS    iShares MSCI Brazil Small Cap Index Fund                  11
FAS     Direxion Daily Financial Bull 3X Shares                   86
FAZ     Direxion Daily Financial Bear 3X Shares                  265
FVD     First Trust Value Line Dividend Index Fund                 3
FXR     First Trust Industrials/Producer Durables AlphaD          23
GWL     SPDR S&P World ex-US ETF                                   5
GXG     Global X FTSE Colombia 20 ETF                              2
HILO    EGShares Low Volatility Emerging Markets Dividen           1
IAT     iShares Dow Jones US Regional Banks Index Fund             2
IBND    SPDR Barclays Capital International Corporate Bo           7
IOIL    IQ Global Oil Small Cap ETF                                5
IPD     SPDR S&P International Consumer Discretionary Se           5
IPU     SPDR S&P International Utilities Sector ETF                5
Ticker  Security Name                                   Days on List
ITB     iShares Dow Jones US Home Construction Index Fun           1
IYG     iShares Dow Jones US Financial Services Index Fu           1
IYT     iShares Dow Jones Transportation Average Index F          28
IYY     iShares Dow Jones US Index Fund                            1
KBWD    PowerShares KBW High Dividend Yield Financial Po           7
KLD     iShares MSCI USA ESG Select Social Index Fund              7
KRE     SPDR S&P Regional Banking ETF                              3
MVV     ProShares Ultra MidCap400                                 31
NUGT    Direxion Daily Gold Miners Bull 3x Shares                  4
OIH     Market Vectors Oil Service ETF                             1
PMR     PowerShares Dynamic Retail Portfolio                      11
PSQ     ProShares Short QQQ                                       20
PTO     PowerShares Ibbotson Alternative Completion Port           2
QLD     ProShares Ultra QQQ                                       13
RETS    Direxion Daily Retail Bear 3X Shares                      11
RKH     Market Vectors Bank and Brokerage ETF                      2
RPV     Guggenheim S&P 500 Pure Value ETF                          7
Ticker  Security Name                                   Days on List
SLY     SPDR S&P 600 Small CapETF                                  1
SMH     Market Vectors Semiconductor ETF                           9
SPHB    PowerShares S&P 500 High Beta Port ETF                     2
SRS     ProShares UltraShort Real Estate                           3
SRTY    ProShares UltraPro Short Russell2000                       3
SSG     ProShares UltraShort Semiconductors                        2
SSO     ProShares Ultra S&P500                                    12
SVXY    ProShares Short VIX Short-Term Futures ETF                27
TAN     Guggenheim Solar ETF                                       4
TGEM    EGShares Telecom GEMS ETF                                  3
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha          31
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha          31
TNA     Direxion Daily Small Cap Bull 3X Shares                  246
TRXT    Pimco Total Return ETF                                     3
TVIX    VelocityShares Daily 2x VIX Short Term ETN                 5
TWM     ProShares UltraShort Russell2000                          18
TYH     Direxion Daily Technology Bull 3X Shares                  15
Ticker  Security Name                                   Days on List
TYP     Direxion Daily Technology Bear 3X Shares                  49
TZA     Direxion Daily Small Cap Bear 3X Shares                  229
UCO     ProShares Ultra DJ-UBS Crude Oil                          51
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          53
UPRO    ProShares UltraPro S&P 500                                 1
VIXY    ProShares VIX Short-Term Futures ETF                       3
XME     SPDR S&P Metals & Mining ETF                               9
XOP     SPDR S&P Oil & Gas Exploration & Production ETF            1
XRT     SPDR S&P Retail ETF                                       53
ZSL     ProShares UltraShort Silver                              143
NOTE: For more information on threshold securities, see:

SOURCE: New York Stock Exchange

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