Bloomberg Anywhere Login

Bloomberg

Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.

Company

Financial Products

Enterprise Products

Media

Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000

Communications

Industry Products

Media Services

Follow Us

Nasdaq ‘Threshold’ Securities for Feb. 3

Feb. 6 (Bloomberg) -- The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AAMRQ   AMR CORP                                               4
ADOOY   ADARO ENERGY PT UNSPON ADR (ID                         5
ANYI    ANYTHINGIT INC COMMON STOCK                            6
AUNFF   AURCANA CORP                                           1
AXPW    AXION POWER INTERNATIONAL INC                         30
BIS     PROSHARES TRUST-PROSHARES ULTR                        10
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BPAX    BIOSANTE PHARMACEUTICALS INC                           7
BVSN    BroadVision, Inc. New Common S                        12
CIBEY   COMMERCIAL INTERNATIONAL BK LT                        12
CIDM    CINEDIGM DIGITAL CINEMA CORP.,                         5
DGWIY   DUOYUAN GLOBAL WTR INC SPONSOR                         2
ECOC    ECOLOGY COATINGS INC COM STK                           6
EGDFF   ENERGOLD DRILLING CORP (CDA)                          39
ENER    ENERGY CONVERSION DEVICES INC                          9
GDFLY   Goodman Fielder Ltd Unsponsore                         1
MNKD    MANNKIND CORP                                          9
ORSCY   ORASCOM CONSTR INDS S A E SPON                         3
OSRS    Osiris Corporation Common Stoc                        20
PLLVF   PALLADON VENTURES LTD ORDINARY                         1
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         12
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         4
ROSG    ROSETTA GENOMICS LTD ORD SHS                           1
RTHYL   RETAIL HOLDRS TRUST (HOLDRS) 1                         5
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         5
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          16
UAMY    U S ANTIMONY CORP                                      7
VCLT    VANGUARD LG-TRM CORP BD ETF                           11
VCSH    VANGUARD SHT-TERM CORP BD ETF                         23
VELA    VELATEL GLOBAL COMMUNICATIONS,                        10
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         3
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         9
XBOR    CROSS BORDER RESOURCES, INC. C                         5
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Please upgrade your Browser

Your browser is out-of-date. Please download one of these excellent browsers:

Chrome, Firefox, Safari, Opera or Internet Explorer.