NYSE ‘Threshold’ Securities for Dec. 14

The following is a list of “threshold securities” from the New York Stock Exchange, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

==================================================================
                                                  Consecutive Days
Ticker  Security Name                                      on List
==================================================================
AMR     AMR Corp                                                 5
DGW     Duoyuan Global Water Inc                                53
GPEPRA  Georgia Power Co                                         3
LDK     LDK Solar Co Ltd                                        41
LRE     LRR Energy LP                                           10
QIHU    Qihoo 360 Technology Co Ltd                              1
==================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange
Before it's here, it's on the Bloomberg Terminal. LEARN MORE