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Nasdaq ‘Threshold’ Securities for Oct. 27

Oct. 28 (Bloomberg) -- The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ASBB    ASB BANCORP INC N C                                    5
ATPG    ATP OIL & GAS CORPORATION                             12
AUNFF   AURCANA CORP                                          41
CEHD    CHINA ELECTRONICS HOLDINGS, IN                         2
COBI    COMPASS BIOTECHNOLOGIES INC CO                         8
CTESY   SINOTECH ENERGY LTD ADS                                7
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EMIS    EMISPHERE TECHNOLOGIES INC                             4
FLRE    FLAMERET INC  COM STK (NV)                            18
GLTC    GELTECH SOLUTIONS, INC. COMMON                         6
HRBN    HARBIN ELEC INC                                      101
HULL    Hull Energy, Inc. Common Stock                         8
INDY    ISHARES S&P INDIA NIFTY 50 IND                        12
LBAS    Location Based Technologies, I                         3
LPTH    LIGHTPATH TECHNOLOGIES INC                             5
NNAN    NATURALNANO INC                                        4
NXOI    Next 1 Interactive, Inc. Commo                         4
PLPE    PEOPLESTRING CORPORATION COM                          22
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         47
QING    QINGDAO FOOTWEAR INC COM STK (                         3
SAGE    SAGEBRUSH GOLD LTD COM STK (NV                         9
SGLB    SIGMA LABS, INC. COMMON STOCK                          4
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          36
TNGN    TENGION INC COM STK (DE)                               8
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
TRMAQ   TRICO MARINE SERVICES INC NEW                          5
TZOO    TRAVELZOO INC                                         34
VCRT    VICOR TECHNOLOGIES INC NEW COM                        11
VONE    VANGUARD RUSSELL 1000 ETF                              1
VTWO    VANGUARD RUSSELL 2000 ETF                              4
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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