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Nasdaq ‘Threshold’ Securities for Oct. 20

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATPG    ATP OIL & GAS CORPORATION                              7
AUNFF   AURCANA CORP                                          36
BGMO    BERGAMO ACQUISITION CORPORATIO                         6
BLIAQ   BB LIQUIDATING INC CL A                                6
CEDT    CHINA EDUCATION TECHNOLOGY, IN                         6
CGXEF   CGX ENERGY INC                                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
COBI    COMPASS BIOTECHNOLOGIES INC CO                         3
CTESY   SINOTECH ENERGY LTD ADS                                2
EGDFF   ENERGOLD DRILLING CORP (CDA)                          15
FLRE    FLAMERET INC  COM STK (NV)                            13
GLTC    GELTECH SOLUTIONS, INC. COMMON                         1
HRBN    HARBIN ELEC INC                                       96
HULL    Hull Energy, Inc. Common Stock                         3
INDY    ISHARES S&P INDIA NIFTY 50 IND                         7
PLPE    PEOPLESTRING CORPORATION COM                          17
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         42
PNPFF   PINETREE CAPITAL LTD                                   5
RELM    RELM HOLDINGS INC. COM                                 2
RXII    GALENA BIOPHARMA INC COM                               5
SAGE    SAGEBRUSH GOLD LTD COM STK (NV                         4
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         28
SPFMD   HI- TECH CRIME SOLUTIONS CORP.                         2
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          31
                                                Consecutive Days
Ticker  Security Name                                    on List
TNGN    TENGION INC COM STK (DE)                               3
TZOO    TRAVELZOO INC                                         29
VCRT    VICOR TECHNOLOGIES INC NEW COM                         6
VCSH    VANGUARD SHT-TERM CORP BD ETF                         53
VXUS    VANGUARD STAR FD VANGUARD TOTA                         3
XXII    22ND CENTURY GROUP, INC. COMMO                         6
YRCW    YRC WORLDWIDE INC                                     77
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

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