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Nasdaq ‘Threshold’ Securities for Oct. 10

Oct. 11 (Bloomberg) -- The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AUNFF   AURCANA CORP                                          28
BIOD    BIODEL INC COM STK (DE)                                9
BLOAQ   BLOCKBUSTER INC CL-A                                 125
CGXEF   CGX ENERGY INC                                         5
CMZPF   COMPTON PETE CORP ORD SHS (CDA                         2
CTE     SINOTECH ENERGY LTD ADS                               29
                                                Consecutive Days
Ticker  Security Name                                    on List
CYPW    CYCLONE POWER TECHNOLOGIES INC                         5
EGDFF   ENERGOLD DRILLING CORP (CDA)                           7
FLRE    FLAMERET INC  COM STK (NV)                             5
HRBN    HARBIN ELEC INC                                       88
ISIM    INSIGHT MANAGEMENT CORP  COM S                         2
ISMAY   Indra Sistemas Sa Fgn Ord Unsp                         2
JVA     COFFEE HOLDING CO., INC.                               9
LGCUF   LUNA GOLD CORP                                         8
MEMI    MIRACLE ENTERTAINMENT INC                             39
MOAEY   MONGOLIA ENERGY CORPORATION LT                         4
MRVNY   Mrv Engenharia e Participacoes                         2
MWWC    MARKETING WORLDWIDE CORPORATIO                         4
PLPE    PEOPLESTRING CORPORATION COM                           9
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         34
RVUE    RVUE HLDGS INC COM STK (NV)                           24
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         20
SBGSY   Schneider Electric Sa Unsponso                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
SMXI    SEBRING SOFTWARE, INC. COMMON                         17
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          23
TMKXY   TMK OAO SPONSORED ADR (RU)                             2
TZOO    TRAVELZOO INC                                         21
VCSH    VANGUARD SHT-TERM CORP BD ETF                         45
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         6
VONV    VANGUARD RUSSELL 1000 VALUE ET                         6
VXUS    VANGUARD STAR FD VANGUARD TOTA                        43
WIXFF   Winstar Resources Ltd New Comm                         4
YRCW    YRC WORLDWIDE INC                                     69
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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