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Nasdaq ‘Threshold’ Securities for Oct. 4 Table

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATTD    ATTITUDE DRINKS INC NEW COM ST                        26
AUNFF   AURCANA CORP                                          24
BIOD    BIODEL INC COM STK (DE)                                5
BLOAQ   BLOCKBUSTER INC CL-A                                 121
                                                Consecutive Days
Ticker  Security Name                                    on List
CGXEF   CGX ENERGY INC                                         1
CRGC    CONTINENTAL RESOURCES GROUP, I                         6
CTE     SINOTECH ENERGY LTD ADS                               25
CYPW    CYCLONE POWER TECHNOLOGIES INC                         1
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         8
EGDFF   ENERGOLD DRILLING CORP (CDA)                           3
FLRE    FLAMERET INC  COM STK (NV)                             1
HRBN    HARBIN ELEC INC                                       84
JVA     COFFEE HOLDING CO., INC.                               5
LGCUF   LUNA GOLD CORP                                         4
MEMI    MIRACLE ENTERTAINMENT INC                             35
MVIS    MICROVISION INC (WASH)                                 6
PLPE    PEOPLESTRING CORPORATION COM                           5
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         30
RVUE    RVUE HLDGS INC COM STK (NV)                           20
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         16
SBGSY   Schneider Electric Sa Unsponso                         6
                                                Consecutive Days
Ticker  Security Name                                    on List

SMXI    SEBRING SOFTWARE, INC. COMMON                         13
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          19
TRMAQ   TRICO MARINE SERVICES INC NEW                         32
TZOO    TRAVELZOO INC                                         17
VCSH    VANGUARD SHT-TERM CORP BD ETF                         41
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         2
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         36
VONV    VANGUARD RUSSELL 1000 VALUE ET                         2
VXUS    VANGUARD STAR FD VANGUARD TOTA                        39
YRCW    YRC WORLDWIDE INC                                     65
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

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