Nasdaq ‘Threshold’ Securities for Sept. 20

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATTD    ATTITUDE DRINKS INC NEW COM ST                        16
AUNFF   AURCANA CORP                                          14
BICK    FIRST TRUST ISE BICK INDEX FUN                         2
BLOAQ   BLOCKBUSTER INC CL-A                                 111
CTE     SINOTECH ENERGY LTD ADS                               15
EMBA    EMAMBA INTERNATIONAL CORP. COM                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
FCHI    ISHARES FTSE CHINA (HK LISTED)                         3
GAPTQ   GREAT ATLANTIC & PAC TEA                              17
HRBN    HARBIN ELEC INC                                       74
LOCM    LOCAL.COM CORP COM STK                                13
LRLCY   L’OREAL CO ADR                                         1
LUKOY   LUKOIL OIL COMPANY;SPON ADR RE                         3
MEMI    MIRACLE ENTERTAINMENT INC                             25
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         7
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         20
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          2
RVUE    RVUE HLDGS INC COM STK (NV)                           10
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          6
SGAPY   Singapore Telecommunications L                         1
SMXI    SEBRING SOFTWARE, INC. COMMON                          3
SNOFF   SINA-FOREST CORP SUB VTG(F)                           39
SNWTE   SAN WEST, INC. COMMON STOCK (C                        14
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           9
                                                Consecutive Days
Ticker  Security Name                                    on List
TRMAQ   TRICO MARINE SERVICES INC NEW                         22
TZOO    TRAVELZOO INC                                          7
VCIT    VANGUARD INTERMEDIATE-TERM COR                        29
VCRT    VICOR TECHNOLOGIES INC NEW COM                        20
VCSH    VANGUARD SHT-TERM CORP BD ETF                         31
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         3
VGLT    VANGUARD LG-TRM GOVT BD ETF                            7
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         26
VITFF   Victoria Gold Corp Ordinary Sh                         3
VSUL    Visualant, Incorporated Common                         1
VXUS    VANGUARD STAR FD VANGUARD TOTA                        29
YRCW    YRC WORLDWIDE INC                                     55
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq
Before it's here, it's on the Bloomberg Terminal. LEARN MORE