Bloomberg the Company & Products

Bloomberg Anywhere Login

Bloomberg

Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.

Company

Financial Products

Enterprise Products

Media

Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000

Communications

Industry Products

Media Services

Follow Us

Nasdaq ‘Threshold’ Securities for Sept. 14

Don't Miss Out —
Follow us on:

Sept. 15 (Bloomberg) -- The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        12
AUNFF   AURCANA CORP                                          10
BLOAQ   BLOCKBUSTER INC CL-A                                 107
CTCC    CITY CAPITAL CORPORATION                              19
CTE     SINOTECH ENERGY LTD ADS                               11
CYRX    CRYOPORT INC NEW COMMON STOCK                          4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EMBA    EMAMBA INTERNATIONAL CORP. COM                         2
EXTO    EXIT ONLY INC                                         24
GAPTQ   GREAT ATLANTIC & PAC TEA                              13
HRBN    HARBIN ELEC INC                                       70
HRTPY   HRT PARTICIPACOES EM PETROLEO                          2
LIEG    LI3 ENERGY INC COM STK (NV)                            9
LOCM    LOCAL.COM CORP COM STK                                 9
MEMI    MIRACLE ENTERTAINMENT INC                             21
MGDDY   Michelin Compagnie Generale de                        13
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         3
MOTR    MOTRICITY INC COM STK (DE)                            18
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         16
RSVP    PREISS(BYRON)MULTIMEDIA INC                            4
RVUE    RVUE HLDGS INC COM STK (NV)                            6
SAPX    SEVEN ARTS ENTMT INC COM (NV)                          2
SKYY    FIRST TRUST ISE CLOUD COMPUTIN                         5
SMDZF   STRATEGIC METALS LTD COM NEW (                        12
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SNOFF   SINA-FOREST CORP SUB VTG(F)                           35
SNWTE   SAN WEST, INC. COMMON STOCK (C                        10
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           5
TRMAQ   TRICO MARINE SERVICES INC NEW                         18
TZOO    TRAVELZOO INC                                          3
VCIT    VANGUARD INTERMEDIATE-TERM COR                        25
VCRT    VICOR TECHNOLOGIES INC NEW COM                        16
VCSH    VANGUARD SHT-TERM CORP BD ETF                         27
VGLT    VANGUARD LG-TRM GOVT BD ETF                            3
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         22
VXUS    VANGUARD STAR FD VANGUARD TOTA                        25
YRCW    YRC WORLDWIDE INC                                     51
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Please upgrade your Browser

Your browser is out-of-date. Please download one of these excellent browsers:

Chrome, Firefox, Safari, Opera or Internet Explorer.