The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
================================================================= Consecutive Days Ticker Security Name on List ================================================================= AERO AERO GROW INTERNATIONAL, INC. 2 BISU BIO SOLUTIONS CORP COM 6 CALL MAGICJACK VOCALTEC LTD ORD SHS 15 CTCC CITY CAPITAL CORPORATION 37 GDFZY GDF SUEZ SPONSORED ADR (FRANCE 9 GENE GENETIC TECHS LTD 3 HLTOY HELLENIC TELECOMM ORG ADS(RP1/ 16 IAGI IA GLOBAL, INC. COMMON STOCK 7 IMGG IMAGING3 INC 9 IPMN Imperial Petroleum, Inc. New C 3 MSEH MESA ENERGY HLDGS INC COM STK 11 MTSXY METAL STORM LTD 21 OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 4 ROSG ROSETTA GENOMICS LTD ORD SHS N 9 SGAS Sino Gas International Holding 5 SKDTY SKY DEUTSCHLAND AG UNSPONSORED 2 SQQQ PROSHARES ULTRAPRO SHORT QQQ N 100 TCEPY TIANJIN CAPITAL ENVIRONMENTAL 9 TMHO TALISMAN HLDGS INC COM STK (CO 4 TMKXY TMK OAO SPONSORED ADR (RU) 12 TQQQ PROSHARES ULTRAPRO QQQ 51 VCLT VANGUARD LG-TRM CORP BD ETF 5 VCSH VANGUARD SHT-TERM CORP BD ETF 7 VDCMY VODACOM GROUP LIMITED ADR (SO 8 ZAGG ZAGG INC COM STK 7 ================================================================= NOTE: For more information on threshold securities, see: http://www.sec.gov/spotlight/keyregshoissues.htm SOURCE: Nasdaq
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