NYSE Arca ‘Threshold’ Securities for Feb. 23

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
AGF     PowerShares DB Agriculture Long ETN                        2
AGQ     ProShares Ultra Silver                                    50
ASEA    Global X Asean 40 ETF                                      6
BABS    SPDR Nuveen Barclays Capital Build America Bond            6
BGZ     Direxion Daily Large Cap Bear 3X Shares                   51
BOIL    ProShares Ultra DJ-UBS Natural Gas ETF                     5
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
BSJE    Guggenheim BulletShares 2014 High Yield Corporat           9
BSJF    Guggenheim BulletShares 2015 High Yield Corporat          23
COWS    Direxion Daily Agribusiness Bear 3X Shares                11
DOG     ProShares Short Dow30                                      2
DRN     Direxion Daily Real Estate Bull 3x Shares                 29
EDC     Direxion Daily Emerging Markets Bull 3X Shares            63
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           231
EES     WisdomTree SmallCap Earnings Fund                          8
EFAV    iShares MSCI EAFE Minimum Volatility Index Fund            8
EQL     ALPS Equal Sector Weight ETF                               3
ERY     Direxion Daily Energy Bear 3X Shares                      18
FAB     First Trust Multi Cap Value AlphaDEX Fund                  2
FAS     Direxion Daily Financial Bull 3X Shares                   64
FAZ     Direxion Daily Financial Bear 3X Shares                  243
FDT     First Trust Developed Markets ex-US AlphaDEX Fun           9
FEM     First Trust Emerging Markets AlphaDEX Fund                18
FEZ     SPDR EURO STOXX 50 ETF                                    47
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
FXR     First Trust Industrials/Producer Durables AlphaD           1
GAZ     iPath Dow Jones-UBS Natural Gas Subindex Total R           5
GLL     ProShares UltraShort Gold                                  2
GML     SPDR S&P Emerging Latin America ETF                        4
GSY     Guggenheim Enhanced Short Duration Bond ETF                8
HYMB    SPDR Nuveen S&P High Yield Municipal Bond ETF              4
INDL    Direxion Daily India Bull 3x Shares                        2
IYF     iShares Dow Jones US Financial Sector Index Fund          21
IYM     iShares Dow Jones US Basic Materials Sector Inde          23
IYT     iShares Dow Jones Transportation Average Index F           6
KBWD    PowerShares KBW High Dividend Yield Financial Po          23
LVL     Guggenheim S&P Global Dividend Opportunities Ind          14
LVOL    Russell 1000 Low Volatility ETF                            7
MVV     ProShares Ultra MidCap400                                  9
OIH     Market Vectors Oil Service ETF                            22
PCEF    PowerShares CEF Income Composite Portfolio                 3
PIE     PowerShares DWA Emerging Markets Technical Leade           7
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
PPH     Market Vectors Pharmaceutical ETF                          7
REW     ProShares UltraShort Technology                            2
RWJ     RevenueShares Small Cap ETF                                5
RZV     Rydex S&P Smallcap 600 Pure Value ETF                      5
SCHD    Schwab US Dividend Equity ETF                             77
SDIV    Global X SuperDividend ETF                                24
SLYV    SPDR S&P 600 Small CapValue ETF                            5
SMN     ProShares UltraShort Basic Materials                       1
SPHB    PowerShares S&P 500 High Beta Port ETF                     8
SPXU    ProShares UltraPro Short S&P 500                          24
SVXY    ProShares Short VIX Short-Term Futures ETF                 5
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha           9
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha           9
TNA     Direxion Daily Small Cap Bull 3X Shares                  224
TYP     Direxion Daily Technology Bear 3X Shares                  27
TZA     Direxion Daily Small Cap Bear 3X Shares                  207
UCO     ProShares Ultra DJ-UBS Crude Oil                          29
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
UDOW    ProShares UltraPro Dow30                                   2
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          31
UVXY    ProShares Ultra VIX Short-Term Futures ETF                72
UWM     ProShares Ultra Russell2000                                9
VXZ     iPATH S&P 500 VIX Mid-Term Futures ETN                     2
XME     SPDR S&P Metals & Mining ETF                               1
XRT     SPDR S&P Retail ETF                                       31
ZSL     ProShares UltraShort Silver                              121
=====================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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