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Nasdaq ‘Threshold’ Securities for Feb. 6

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AAMRQ   AMR CORP                                               5
ADOOY   ADARO ENERGY PT UNSPON ADR (ID                         6
ANYI    ANYTHINGIT INC COMMON STOCK                            7
AUNFF   AURCANA CORP                                           2
AXPW    AXION POWER INTERNATIONAL INC                         31
BGMO    BERGAMO ACQUISITION CORPORATIO                         1
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BVSN    BroadVision, Inc. New Common S                        13
CBHMY   COBHAM PLC ORD UNSPONSORED ADR                         1
CIBEY   COMMERCIAL INTERNATIONAL BK LT                        13
DGWIY   DUOYUAN GLOBAL WTR INC SPONSOR                         3
ECOC    ECOLOGY COATINGS INC COM STK                           7
EGDFF   ENERGOLD DRILLING CORP (CDA)                          40
ENER    ENERGY CONVERSION DEVICES INC                         10
GDFLY   Goodman Fielder Ltd Unsponsore                         2
JVA     COFFEE HOLDING CO., INC.                               1
MNKD    MANNKIND CORP                                         10
ORSCY   ORASCOM CONSTR INDS S A E SPON                         4
OSRS    Osiris Corporation Common Stoc                        21
PLLVF   PALLADON VENTURES LTD ORDINARY                         2
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         13
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         5
ROSG    ROSETTA GENOMICS LTD ORD SHS                           2
RTHYL   RETAIL HOLDRS TRUST (HOLDRS) 1                         6
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         6
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          17
UAMY    U S ANTIMONY CORP                                      8
VCLT    VANGUARD LG-TRM CORP BD ETF                           12
VCSH    VANGUARD SHT-TERM CORP BD ETF                         24
VELA    VELATEL GLOBAL COMMUNICATIONS,                        11
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         4
VTWG    VANGUARD RUSSELL 2000 GROWTH E                        10
XBOR    CROSS BORDER RESOURCES, INC. C                         6
ZONMY   Zon Multimedia Sponsored ADR (                         1
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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