Nasdaq ‘Threshold’ Securities for Feb. 2

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AAMRQ   AMR CORP                                               3
ADOOY   ADARO ENERGY PT UNSPON ADR (ID                         4
ANYI    ANYTHINGIT INC COMMON STOCK                            5
AXPW    AXION POWER INTERNATIONAL INC                         29
BIB     PROSHARES TRUST - PROSHARES UL                         5
BIS     PROSHARES TRUST-PROSHARES ULTR                         9
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BPAX    BIOSANTE PHARMACEUTICALS INC                           6
BVSN    BroadVision, Inc. New Common S                        11
CIBEY   COMMERCIAL INTERNATIONAL BK LT                        11
CICHY   China Construction Bank Corpor                         5
CIDM    CINEDIGM DIGITAL CINEMA CORP.,                         4
DGWIY   DUOYUAN GLOBAL WTR INC SPONSOR                         1
ECOC    ECOLOGY COATINGS INC COM STK                           5
EGDFF   ENERGOLD DRILLING CORP (CDA)                          38
ENER    ENERGY CONVERSION DEVICES INC                          8
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         6
MNKD    MANNKIND CORP                                          8
ORSCY   ORASCOM CONSTR INDS S A E SPON                         2
OSRS    Osiris Corporation Common Stoc                        19
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         11
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         3
RTHYL   RETAIL HOLDRS TRUST (HOLDRS) 1                         4
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         4
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SKHSY   SEKISUI HOUSE LTD SPONS ADR                            6
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          15
STEV    STEVIA CORP COM STK (NV)                              18
UAMY    U S ANTIMONY CORP                                      6
VCLT    VANGUARD LG-TRM CORP BD ETF                           10
VCSH    VANGUARD SHT-TERM CORP BD ETF                         22
VELA    VELATEL GLOBAL COMMUNICATIONS,                         9
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         2
VRML    VERMILLION INC (DE)                                   21
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         8
WEIN    WEST END INDIANA BANCSHARES IN                         9
XBOR    CROSS BORDER RESOURCES, INC. C                         4
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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