NYSE Arca ‘Threshold’ Securities for Dec. 6

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
BTAL    QuantShares US Market Neutral Anti-Beta Fund               5
DIG     ProShares Ultra Oil & Gas                                  6
DSUM    PowerShares Chinese Yuan Dim Sum Bond Portfolio            1
DUG     ProShares UltraShort Oil & Gas                            15
DUST    Direxion Daily Gold Miners Bear 2x Shares                 11
DWM     WisdomTree DEFA Fund                                       4
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
EDC     Direxion Daily Emerging Markets Bull 3X Shares            10
EDV     Vanguard Extended Duration Treasury ETF                    4
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           178
EEV     ProShares UltraShort MSCI Emerging Markets                76
EFU     ProShares UltraShort MSCI EAFE                             7
EFZ     ProShares Short MSCI EAFE                                 14
EPV     ProShares UltraShort MSCI Europe                          68
ERX     Direxion Daily Energy Bull 3X Shares                      97
ERY     Direxion Daily Energy Bear 3X Shares                     150
EUM     ProShares Short MSCI Emerging Markets                      3
FAS     Direxion Daily Financial Bull 3X Shares                   11
FAZ     Direxion Daily Financial Bear 3X Shares                  190
FEM     First Trust Emerging Markets AlphaDEX Fund                 3
GMM     SPDR S&P Emerging Markets ETF                              9
GWL     SPDR S&P World ex-US ETF                                   6
INDL    Direxion Daily India Bull 2x Shares                        4
IPU     SPDR S&P International Utilities Sector ETF                1
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
ITR     SPDR Barclays Capital Intermediate Term Corporat           9
LVL     Guggenheim S&P Global Dividend Opportunities Ind          22
MVV     ProShares Ultra MidCap400                                 37
NUGT    Direxion Daily Gold Miners Bull 2x Shares                 17
PFIG    PowerShares Fundamental Investment Grade Corpora           4
PKW     PowerShares Buyback Achievers Portfolio                    4
PSQ     ProShares Short QQQ                                       13
PXF     PowerShares FTSE RAFI Developed Markets ex-U.S.            2
REW     ProShares UltraShort Technology                            4
RTH     Retail HOLDRs Trust                                       43
RTL     iShares FTSE NAREIT Retail Capped Index Fund               5
SCHD    Schwab US Dividend Equity ETF                             24
SCHR    Schwab Intermediate-Term U.S. Treasury ETF                 4
SEA     Guggenheim Shipping ETF                                    2
SEF     ProShares Short Financials                                 5
SMH     Semiconductor HOLDRs Trust                                 7
SMN     ProShares UltraShort Basic Materials                       5
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
SOXL    Direxion Daily Semiconductors Bull 3x Shares               5
SVXY    ProShares Short VIX Short-Term Futures ETF                16
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha         129
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha           3
TNA     Direxion Daily Small Cap Bull 3X Shares                  171
TVIX    VelocityShares Daily 2x VIX Short Term ETN                78
TWM     ProShares UltraShort Russell2000                           6
TZA     Direxion Daily Small Cap Bear 3X Shares                  154
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          16
UMDD    ProShares UltraPro MidCap400                               6
UPW     ProShares Ultra Utilities                                 13
URTY    ProShares UltraPro Russell2000                             1
USO     United States Oil Fund LP                                 62
UVXY    ProShares Ultra VIX Short-Term Futures ETF                19
UWM     ProShares Ultra Russell2000                               20
WDTI    WisdomTree Managed Futures Strategy Fund                   4
XLB     Materials Select Sector SPDR Fund                          8
XLF     Financial Select Sector SPDR Fund                          5
XLI     Industrial Select Sector SPDR Fund                         4
ZSL     ProShares UltraShort Silver                               68
=====================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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