NYSE ‘Threshold’ Securities for Dec. 2

The following is a list of “threshold securities” from the New York Stock Exchange, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

==================================================================
                                                  Consecutive Days
Ticker  Security Name                                      on List
==================================================================
DGW     Duoyuan Global Water Inc                                45
IKR     Bank of America Corp                                     2
JKS     JinkoSolar Holding Co Ltd                               38
LDK     LDK Solar Co Ltd                                        33
LRE     LRR Energy LP                                            2
STAGPRA STAG Industrial Inc                                     14
==================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.