NYSE ‘Threshold’ Securities for Dec. 1

The following is a list of “threshold securities” from the New York Stock Exchange, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                  Consecutive Days
Ticker  Security Name                                      on List
DGW     Duoyuan Global Water Inc                                44
IKR     Bank of America Corp                                     1
JKS     JinkoSolar Holding Co Ltd                               37
LDK     LDK Solar Co Ltd                                        32
LRE     LRR Energy LP                                            1
STAGPRA STAG Industrial Inc                                     13
NOTE: For more information on threshold securities, see:

SOURCE: New York Stock Exchange

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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