NYSE ‘Threshold’ Securities for Dec. 1
By Michael J. Munoz -
2011-12-02T00:16:29Z
The following is a list of “threshold securities” from the New York Stock Exchange, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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DGW Duoyuan Global Water Inc 44
IKR Bank of America Corp 1
JKS JinkoSolar Holding Co Ltd 37
LDK LDK Solar Co Ltd 32
LRE LRR Energy LP 1
STAGPRA STAG Industrial Inc 13
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: New York Stock Exchange
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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