UBS O'Connor LLC Holdings in 3rd Quarter: 13F Alert

The following is an analysis of UBS O'Connor LLC as of September 30, according to a filing with the U.S. Securities and Exchange Commission on 11/14/2011.

Top Positions by Market Value 
Company Name                 Ticker      Market Value      Current     Change
                                            (USD $)       Position  In Position
Conagra Foods Inc            CAG US        61,628,056    2,544,511    1,132,525
Kellogg Co                   K US          48,980,437      920,858      156,341
Newell Rubbermaid Inc        NWL US        44,642,773    3,760,975     -427,138
Johnson & Johnson            JNJ US        44,453,646      697,969      169,742
AvalonBay Communities Inc    AVB US        43,615,343      382,423      140,421
Danaher Corp                 DHR US        43,008,463    1,025,476   -1,204,507
Energizer Holdings Inc       ENR US        42,453,300      638,972      265,741
Equinix Inc                  EQIX US       39,569,768      445,455      115,959
Sanderson Farms Inc          SAFM US       36,978,892      778,503      180,787
FedEx Corp                   FDX US        36,605,202      540,857     -155,758
 
 
Top New Buys by Market Value 
Company Name                 Ticker      Market Value      Current     Change
                                            (USD $)       Position  In Position
Union Pacific Corp           UNP US        31,570,927      386,567      386,567
Pall Corp                    PLL US        30,230,734      712,989      712,989
Apollo Group Inc-Cl A        APOL US       27,800,239      701,849      701,849
Altria Group Inc             MO US         22,589,811      842,589      842,589
Noble Corp                   NE US         18,444,186      628,422      628,422
 
 
Top Sell Outs by Market Value 
Company Name                 Ticker         MV Change      Current     Change
                                            (USD $)       Position  In Position
Emerson Electric Co          EMR US       -83,618,438            0   -1,486,550
Tyco International Ltd       TYC US       -52,389,671            0   -1,059,876
Transatlantic Holdings Inc   TRH US       -34,458,686            0     -703,095
Marsh & Mclennan Cos         MMC US       -24,474,793            0     -784,700
Northrop Grumman Corp        NOC US       -23,197,020            0     -334,492
 
 
Top Position Increases by Market Value 
Company Name                 Ticker         MV Change      Current     Change
                                            (USD $)       Position  In Position
eBay Inc                     EBAY US       28,565,375    1,026,533      973,633
Conagra Foods Inc            CAG US        25,184,697    2,544,511    1,132,525
Thermo Fisher Scientific Inc TMO US        24,000,467      545,784      489,284
Gardner Denver Inc           GDI US        20,584,790      442,512      352,841
Aetna Inc                    AET US        19,713,368      621,575      556,375
 
 
Top Position Decreases By Market Value 
Company Name                 Ticker         MV Change      Current     Change
                                            (USD $)       Position  In Position
Danaher Corp                 DHR US       -75,158,336    1,025,476   -1,204,507
Eaton Corp                   ETN US       -49,654,501      275,669     -879,642
WellPoint Inc                WLP US       -37,503,741      162,200     -448,339
FedEx Corp                   FDX US       -29,468,731      540,857     -155,758
Coca-Cola Co/The             KO US        -28,908,447      268,449     -430,687
 
 
SOURCE: SEC 13F-HR 
FILER: UBS O'Connor LLC 
QUARTER ENDED: 09/30/2011 
SEC RECEIVED: 11/14/2011 

To contact the reporter on this story: Chris Cappucci in Princeton at ccappucci1@bloomberg.net.

To contact the editor responsible for this story: Rodney Yap at ryap@bloomberg.net.

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