Nasdaq ‘Threshold’ Securities for Oct. 26

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ASBB    ASB BANCORP INC N C                                    4
ATPG    ATP OIL & GAS CORPORATION                             11
AUNFF   AURCANA CORP                                          40
BLIAQ   BB LIQUIDATING INC CL A                               10
CEHD    CHINA ELECTRONICS HOLDINGS, IN                         1
COBI    COMPASS BIOTECHNOLOGIES INC CO                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
CTESY   SINOTECH ENERGY LTD ADS                                6
EGDFF   ENERGOLD DRILLING CORP (CDA)                          19
EMIS    EMISPHERE TECHNOLOGIES INC                             3
FLRE    FLAMERET INC  COM STK (NV)                            17
GLTC    GELTECH SOLUTIONS, INC. COMMON                         5
HRBN    HARBIN ELEC INC                                      100
HULL    Hull Energy, Inc. Common Stock                         7
INDY    ISHARES S&P INDIA NIFTY 50 IND                        11
LBAS    Location Based Technologies, I                         2
LPTH    LIGHTPATH TECHNOLOGIES INC                             4
NNAN    NATURALNANO INC                                        3
NXOI    Next 1 Interactive, Inc. Commo                         3
PLPE    PEOPLESTRING CORPORATION COM                          21
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         46
QING    QINGDAO FOOTWEAR INC COM STK (                         2
SAGE    SAGEBRUSH GOLD LTD COM STK (NV                         8
SGLB    SIGMA LABS, INC. COMMON STOCK                          3
                                                Consecutive Days
Ticker  Security Name                                    on List
SPFMD   HI- TECH CRIME SOLUTIONS CORP.                         6
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          35
TNGN    TENGION INC COM STK (DE)                               7
TRMAQ   TRICO MARINE SERVICES INC NEW                          4
TZOO    TRAVELZOO INC                                         33
VCRT    VICOR TECHNOLOGIES INC NEW COM                        10
VCSH    VANGUARD SHT-TERM CORP BD ETF                         57
VTWO    VANGUARD RUSSELL 2000 ETF                              3
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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