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Nasdaq ‘Threshold’ Securities for Oct. 25

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ASBB    ASB BANCORP INC N C                                    3
ATPG    ATP OIL & GAS CORPORATION                             10
AUNFF   AURCANA CORP                                          39
BGMO    BERGAMO ACQUISITION CORPORATIO                         9
BLIAQ   BB LIQUIDATING INC CL A                                9
COBI    COMPASS BIOTECHNOLOGIES INC CO                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
CTESY   SINOTECH ENERGY LTD ADS                                5
EGDFF   ENERGOLD DRILLING CORP (CDA)                          18
EMIS    EMISPHERE TECHNOLOGIES INC                             2
FLRE    FLAMERET INC  COM STK (NV)                            16
GLTC    GELTECH SOLUTIONS, INC. COMMON                         4
HRBN    HARBIN ELEC INC                                       99
HULL    Hull Energy, Inc. Common Stock                         6
INDY    ISHARES S&P INDIA NIFTY 50 IND                        10
LBAS    Location Based Technologies, I                         1
LPTH    LIGHTPATH TECHNOLOGIES INC                             3
NNAN    NATURALNANO INC                                        2
NXOI    Next 1 Interactive, Inc. Commo                         2
PLPE    PEOPLESTRING CORPORATION COM                          20
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         45
QING    QINGDAO FOOTWEAR INC COM STK (                         1
RELM    RELM HOLDINGS INC. COM                                 5
SAGE    SAGEBRUSH GOLD LTD COM STK (NV                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
SGLB    SIGMA LABS, INC. COMMON STOCK                          2
SPFMD   HI- TECH CRIME SOLUTIONS CORP.                         5
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          34
TNGN    TENGION INC COM STK (DE)                               6
TRMAQ   TRICO MARINE SERVICES INC NEW                          3
TZOO    TRAVELZOO INC                                         32
VCRT    VICOR TECHNOLOGIES INC NEW COM                         9
VCSH    VANGUARD SHT-TERM CORP BD ETF                         56
VTWO    VANGUARD RUSSELL 2000 ETF                              2
VXUS    VANGUARD STAR FD VANGUARD TOTA                         6
XXII    22ND CENTURY GROUP, INC. COMMO                         9
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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