Nasdaq ‘Threshold’ Securities for Oct. 17
By Michael J. Munoz -
2011-10-18T03:04:55Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATPG ATP OIL & GAS CORPORATION 4
AUNFF AURCANA CORP 33
BGMO BERGAMO ACQUISITION CORPORATIO 3
BLIAQ BB LIQUIDATING INC CL A 3
CEDT CHINA EDUCATION TECHNOLOGY, IN 3
CGXEF CGX ENERGY INC 10
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Consecutive Days
Ticker Security Name on List
=================================================================
CTE SINOTECH ENERGY LTD ADS 34
EGDFF ENERGOLD DRILLING CORP (CDA) 12
FLRE FLAMERET INC COM STK (NV) 10
HRBN HARBIN ELEC INC 93
INDY ISHARES S&P INDIA NIFTY 50 IND 4
ISIM INSIGHT MANAGEMENT CORP COM S 7
ISMAY Indra Sistemas Sa Fgn Ord Unsp 7
MEMI MIRACLE ENTERTAINMENT INC 44
MWWC MARKETING WORLDWIDE CORPORATIO 9
PLPE PEOPLESTRING CORPORATION COM 14
PLZLY POLYUS GOLD INTL LTD SPON GDR 39
PNPFF PINETREE CAPITAL LTD 2
RXII GALENA BIOPHARMA INC COM 2
SAGE SAGEBRUSH GOLD LTD COM STK (NV 1
SAPX SEVEN ARTS ENTMT INC COM (NV) 25
SQQQ PROSHARES ULTRAPRO SHORT QQQ 28
TQQQ PROSHARES ULTRAPRO QQQ 4
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Consecutive Days
Ticker Security Name on List
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TZOO TRAVELZOO INC 26
VCRT VICOR TECHNOLOGIES INC NEW COM 3
VCSH VANGUARD SHT-TERM CORP BD ETF 50
WIXFF Winstar Resources Ltd New Comm 9
XXII 22ND CENTURY GROUP, INC. COMMO 3
YRCW YRC WORLDWIDE INC 74
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NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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