Nasdaq ‘Threshold’ Securities for Oct. 13

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATPG    ATP OIL & GAS CORPORATION                              2
AUNFF   AURCANA CORP                                          31
BGMO    BERGAMO ACQUISITION CORPORATIO                         1
BLIAQ   BLOCKBUSTER INC CL-A                                   1
CEDT    CHINA EDUCATION TECHNOLOGY, IN                         1
CGXEF   CGX ENERGY INC                                         8
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CMZPF   COMPTON PETE CORP ORD SHS (CDA                         5
CTE     SINOTECH ENERGY LTD ADS                               32
CYPW    CYCLONE POWER TECHNOLOGIES INC                         8
EGDFF   ENERGOLD DRILLING CORP (CDA)                          10
FLRE    FLAMERET INC  COM STK (NV)                             8
HRBN    HARBIN ELEC INC                                       91
INDY    ISHARES S&P INDIA NIFTY 50 IND                         2
ISIM    INSIGHT MANAGEMENT CORP  COM S                         5
ISMAY   Indra Sistemas Sa Fgn Ord Unsp                         5
MEMI    MIRACLE ENTERTAINMENT INC                             42
MRVNY   Mrv Engenharia e Participacoes                         5
MWWC    MARKETING WORLDWIDE CORPORATIO                         7
PLPE    PEOPLESTRING CORPORATION COM                          12
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         37
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         23
SBGSY   Schneider Electric Sa Unsponso                        13
SMXI    SEBRING SOFTWARE, INC. COMMON                         20
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          26
TMKXY   TMK OAO SPONSORED ADR (RU)                             5
TQQQ    PROSHARES ULTRAPRO QQQ                                 2
TZOO    TRAVELZOO INC                                         24
VCRT    VICOR TECHNOLOGIES INC NEW COM                         1
VCSH    VANGUARD SHT-TERM CORP BD ETF                         48
WIXFF   Winstar Resources Ltd New Comm                         7
XXII    22ND CENTURY GROUP, INC. COMMO                         1
YRCW    YRC WORLDWIDE INC                                     72
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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