Nasdaq ‘Threshold’ Securities for Oct. 12

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATPG    ATP OIL & GAS CORPORATION                              1
AUNFF   AURCANA CORP                                          30
BIOD    BIODEL INC COM STK (DE)                               11
BLOAQ   BLOCKBUSTER INC CL-A                                 127
CGXEF   CGX ENERGY INC                                         7
CMZPF   COMPTON PETE CORP ORD SHS (CDA                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
CTE     SINOTECH ENERGY LTD ADS                               31
CYPW    CYCLONE POWER TECHNOLOGIES INC                         7
EGDFF   ENERGOLD DRILLING CORP (CDA)                           9
FLRE    FLAMERET INC  COM STK (NV)                             7
HRBN    HARBIN ELEC INC                                       90
INDY    ISHARES S&P INDIA NIFTY 50 IND                         1
ISIM    INSIGHT MANAGEMENT CORP  COM S                         4
ISMAY   Indra Sistemas Sa Fgn Ord Unsp                         4
JVA     COFFEE HOLDING CO., INC.                              11
MEMI    MIRACLE ENTERTAINMENT INC                             41
MOAEY   MONGOLIA ENERGY CORPORATION LT                         6
MRVNY   Mrv Engenharia e Participacoes                         4
MWWC    MARKETING WORLDWIDE CORPORATIO                         6
PLPE    PEOPLESTRING CORPORATION COM                          11
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         36
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         22
SBGSY   Schneider Electric Sa Unsponso                        12
                                                Consecutive Days
Ticker  Security Name                                    on List
SMXI    SEBRING SOFTWARE, INC. COMMON                         19
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          25
TMKXY   TMK OAO SPONSORED ADR (RU)                             4
TQQQ    PROSHARES ULTRAPRO QQQ                                 1
TZOO    TRAVELZOO INC                                         23
VCSH    VANGUARD SHT-TERM CORP BD ETF                         47
WIXFF   Winstar Resources Ltd New Comm                         6
YRCW    YRC WORLDWIDE INC                                     71
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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