Nasdaq ‘Threshold’ Securities for Oct. 7

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AUNFF   AURCANA CORP                                          27
BIOD    BIODEL INC COM STK (DE)                                8
BLOAQ   BLOCKBUSTER INC CL-A                                 124
CGXEF   CGX ENERGY INC                                         4
CMZPF   COMPTON PETE CORP ORD SHS (CDA                         1
CTE     SINOTECH ENERGY LTD ADS                               28
                                                Consecutive Days
Ticker  Security Name                                    on List
CYPW    CYCLONE POWER TECHNOLOGIES INC                         4
EGDFF   ENERGOLD DRILLING CORP (CDA)                           6
FLRE    FLAMERET INC  COM STK (NV)                             4
HRBN    HARBIN ELEC INC                                       87
ISIM    INSIGHT MANAGEMENT CORP  COM S                         1
ISMAY   Indra Sistemas Sa Fgn Ord Unsp                         1
JVA     COFFEE HOLDING CO., INC.                               8
LGCUF   LUNA GOLD CORP                                         7
MEMI    MIRACLE ENTERTAINMENT INC                             38
MOAEY   MONGOLIA ENERGY CORPORATION LT                         3
MRVNY   Mrv Engenharia e Participacoes                         1
MWWC    MARKETING WORLDWIDE CORPORATIO                         3
PLPE    PEOPLESTRING CORPORATION COM                           8
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         33
RVUE    RVUE HLDGS INC COM STK (NV)                           23
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         19
SBGSY   Schneider Electric Sa Unsponso                         9
                                                Consecutive Days
Ticker  Security Name                                    on List
SMXI    SEBRING SOFTWARE, INC. COMMON                         16
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          22
TMKXY   TMK OAO SPONSORED ADR (RU)                             1
TZOO    TRAVELZOO INC                                         20
VCSH    VANGUARD SHT-TERM CORP BD ETF                         44
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         5
VONV    VANGUARD RUSSELL 1000 VALUE ET                         5
VXUS    VANGUARD STAR FD VANGUARD TOTA                        42
WIXFF   Winstar Resources Ltd New Comm                         3
YRCW    YRC WORLDWIDE INC                                     68
NOTE: For more information on threshold securities, see:

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.