Nasdaq ‘Threshold’ Securities for Oct. 6

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        28
AUNFF   AURCANA CORP                                          26
BIOD    BIODEL INC COM STK (DE)                                7
BLOAQ   BLOCKBUSTER INC CL-A                                 123
CGXEF   CGX ENERGY INC                                         3
CTE     SINOTECH ENERGY LTD ADS                               27
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CYPW    CYCLONE POWER TECHNOLOGIES INC                         3
EGDFF   ENERGOLD DRILLING CORP (CDA)                           5
FLRE    FLAMERET INC  COM STK (NV)                             3
HRBN    HARBIN ELEC INC                                       86
JVA     COFFEE HOLDING CO., INC.                               7
LGCUF   LUNA GOLD CORP                                         6
MEMI    MIRACLE ENTERTAINMENT INC                             37
MOAEY   MONGOLIA ENERGY CORPORATION LT                         2
MWWC    MARKETING WORLDWIDE CORPORATIO                         2
PLPE    PEOPLESTRING CORPORATION COM                           7
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         32
RVUE    RVUE HLDGS INC COM STK (NV)                           22
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         18
SBGSY   Schneider Electric Sa Unsponso                         8
SMXI    SEBRING SOFTWARE, INC. COMMON                         15
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          21
TZOO    TRAVELZOO INC                                         19
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
VCSH    VANGUARD SHT-TERM CORP BD ETF                         43
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         4
VONV    VANGUARD RUSSELL 1000 VALUE ET                         4
VXUS    VANGUARD STAR FD VANGUARD TOTA                        41
WIXFF   Winstar Resources Ltd New Comm                         2
YRCW    YRC WORLDWIDE INC                                     67
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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