Nasdaq ‘Threshold’ Securities for Oct. 4

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ARREF   AMERIGO RESOURCES LTD                                  1
ATTD    ATTITUDE DRINKS INC NEW COM ST                        26
AUNFF   AURCANA CORP                                          24
BICK    FIRST TRUST ISE BICK INDEX FUN                         1
BLOAQ   BLOCKBUSTER INC CL-A                                 121
CTE     SINOTECH ENERGY LTD ADS                               25
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
EMBA    EMAMBA INTERNATIONAL CORP. COM                         1
FCHI    ISHARES FTSE CHINA (HK LISTED)                         1
GAPTQ   GREAT ATLANTIC & PAC TEA                               1
HRBN    HARBIN ELEC INC                                       84
LOCM    LOCAL.COM CORP COM STK                                 1
LRLCY   L’OREAL CO ADR                                         1
LUKOY   LUKOIL OIL COMPANY;SPON ADR RE                         1
MEMI    MIRACLE ENTERTAINMENT INC                             35
MMTC    MICRO IMAGING TECHNOLOGY, INC.                         1
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         30
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          1
RELM    RELM HOLDINGS INC. COM                                 1
RVUE    RVUE HLDGS INC COM STK (NV)                           20
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         16
SGAPY   Singapore Telecommunications L                         1
SMXI    SEBRING SOFTWARE, INC. COMMON                         13
SNOFF   SINA-FOREST CORP SUB VTG(F)                            1
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
SNWTE   SAN WEST, INC. COMMON STOCK (C                         1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          19
TRMAQ   TRICO MARINE SERVICES INC NEW                         32
TZOO    TRAVELZOO INC                                         17
VCIT    VANGUARD INTERMEDIATE-TERM COR                         1
VCRT    VICOR TECHNOLOGIES INC NEW COM                         1
VCSH    VANGUARD SHT-TERM CORP BD ETF                         41
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         2
VGLT    VANGUARD LG-TRM GOVT BD ETF                            1
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         36
VITFF   Victoria Gold Corp Ordinary Sh                         1
VSUL    Visualant, Incorporated Common                         1
VXUS    VANGUARD STAR FD VANGUARD TOTA                        39
YRCW    YRC WORLDWIDE INC                                     65
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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