Nasdaq ‘Threshold’ Securities for Oct. 3

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ATTD    ATTITUDE DRINKS INC NEW COM ST                        25
AUNFF   AURCANA CORP                                          23
BIOD    BIODEL INC COM STK (DE)                                4
BLOAQ   BLOCKBUSTER INC CL-A                                 120
BSKSD   BLUESKY SYS HLDGS INC COM NEW                          6
CRGC    CONTINENTAL RESOURCES GROUP, I                         5
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
CTE     SINOTECH ENERGY LTD ADS                               24
DPSGY   DEUTSCHE POST AG SPONSORED ADR                         7
EGDFF   ENERGOLD DRILLING CORP (CDA)                           2
HRBN    HARBIN ELEC INC                                       83
JVA     COFFEE HOLDING CO., INC.                               4
LGCUF   LUNA GOLD CORP                                         3
MEMI    MIRACLE ENTERTAINMENT INC                             34
MVIS    MICROVISION INC (WASH)                                 5
PBSK    POAGE BANKSHARES INC COM                               8
PLPE    PEOPLESTRING CORPORATION COM                           4
PLZLY   POLYUS GOLD INTL LTD SPON GDR                         29
RVUE    RVUE HLDGS INC COM STK (NV)                           19
SAPX    SEVEN ARTS ENTMT INC COM (NV)                         15
SBGSY   Schneider Electric Sa Unsponso                         5
SMXI    SEBRING SOFTWARE, INC. COMMON                         12
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          18
TRMAQ   TRICO MARINE SERVICES INC NEW                         31
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
TZOO    TRAVELZOO INC                                         16
VCSH    VANGUARD SHT-TERM CORP BD ETF                         40
VGIT    VANGUARD INTERMEDIATE-TERM GOV                         1
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         35
VONV    VANGUARD RUSSELL 1000 VALUE ET                         1
VXUS    VANGUARD STAR FD VANGUARD TOTA                        38
YRCW    YRC WORLDWIDE INC                                     64
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.